Anjum Y. Terzian
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anjum Yasmin Terzian, who also goes by Anjie Terzian, Anjum Yasmin Tirmizi, Anjum Tirmizi, was a registered financial professional .
Anjum is a previously registered financial professional and started their career in finance in 1994. Anjum had worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 21, 2010 - May 25, 2012
NFI ADVISORS, INC
March 13, 1996 - December 3, 1996
1717 CAPITAL MANAGEMENT COMPANY
March 8, 1995 - March 14, 1996
PRUCO SECURITIES, LLC.
November 30, 1994 - January 25, 1995
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NFI ADVISORS, INC
CRD#: 130717 / SEC#: 801-63082
Contact information
Regulatory assets under management
| Total Number of Accounts | 110 |
| AUM (Assets Under Management) | $ 44,394,232 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
