Gregg T. Catalano
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregg Thomas Catalano was a registered financial professional .
Gregg is a previously registered financial professional and started their career in finance in 1996. Gregg had worked at 12 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 10, 2002 - September 22, 2003
J.P. TURNER & COMPANY, L.L.C.
January 7, 2002 - October 22, 2002
GLENN MICHAEL FINANCIAL, INC.
July 31, 2000 - June 15, 2001
ESSEX NATIONAL SECURITIES, LLC
September 2, 1999 - April 11, 2000
CITICORP INVESTMENT SERVICES
October 1, 1998 - August 25, 1999
ESSEX NATIONAL SECURITIES, LLC
June 16, 1998 - August 31, 1999
LASALLE FINANCIAL SERVICES, INC.
December 19, 1997 - June 17, 1998
ROBERT M. COHEN & CO., INC.
October 30, 1997 - December 6, 1997
LEGEND MERCHANT GROUP, INC.
June 26, 1997 - September 15, 1997
D.L. CROMWELL INVESTMENTS, INC.
April 3, 1997 - June 23, 1997
MILLENNIUM SECURITIES CORP.
November 29, 1996 - April 30, 1997
MORGAN GRANT CAPITAL CORP.
July 29, 1996 - December 5, 1996
LADENBURG CAPITAL MANAGEMENT INC.
January 12, 1996 - March 12, 1998
SMITH, BENTON & HUGHES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.P. TURNER & COMPANY, L.L.C.
CRD#: 43177 / SEC#: , 8-50156
Contact information
Documents
Disclosures
| Regulatory Event | 30 |
| Arbitration | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
