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Anthony Jerry Disalvo

CRD# 2551148·Registered 1996 - 2012
Previously Registered: Being a previously registered professional could mean that Anthony is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Anthony Jerry Disalvo, who also goes by Anthony Deese, Anthony J Disalvo, was a registered financial advisor. Anthony was a previously registered financial professional and started their career in finance 1996 - 2012. Anthony had worked at 12 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Anthony Deese, Anthony J Disalvo

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

OBSIDIAN FINANCIAL GROUP, LLC·CRD# 104255
BD
New York, NY
March 30, 2012 - December 10, 2012
MCBARRON CAPITAL LLC·CRD# 131431
BD
New York, NY
January 9, 2012 - February 2, 2012
NATIONAL SECURITIES CORPORATION·CRD# 7569
BD
Iselin, NJ
May 16, 2011 - November 2, 2011
GLOBAL ARENA CAPITAL CORP·CRD# 16871
BD
New York, NY
September 17, 2010 - June 2, 2011
VFINANCE INVESTMENTS, INC·CRD# 44962
BD
New York, NY
February 12, 2008 - September 20, 2010
CAPITAL GROWTH FINANCIAL, LLC·CRD# 41040
BD
Boca Raton, FL
January 24, 2007 - February 8, 2008
GUNNALLEN FINANCIAL, INC·CRD# 17609
BD
Ft. Lauderdale, FL
October 8, 2003 - January 12, 2007
HAPOALIM SECURITIES USA, INC.·CRD# 266
BD
New York, NY
February 15, 2000 - April 6, 2001
FAS WEALTH MANAGEMENT SERVICES, INC.·CRD# 10164
BD
Sarasota, FL
July 23, 1999 - October 28, 1999
PREFERRED SECURITIES GROUP, INC.·CRD# 35704
BD
Boca Raton, FL
May 19, 1999 - July 22, 1999
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC·CRD# 11025
BD
St. Louis, MO
August 4, 1998 - August 20, 1998
BILTMORE SECURITIES, INC.·CRD# 25023
BD
Ft. Lauderdale, FL
September 24, 1996 - July 27, 1998

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Current Firm

OF
OBSIDIAN FINANCIAL GROUP, LLC

GRANITE SECURITIES LLC | OBSIDIAN FINANCIAL GROUP, LLC | OBSIDIAN FINANCIAL GROUP LLC | GRANITE SECURITIES, LLC

CRD#: 104255 / SEC#: 8-52756
BD
Cancelled by SEC on 08/12/2014

Contact Information

Established

New York since 11/19/1999

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
OBSIDIAN CAPITAL HOLDINGS, LLCOWNER—
KRIM, ALAN MITCHELLCFO/FINOP2785337
LENZA, TOBIAS ANTHONYINVESTMENT BANKER2279825
TELFER, JOHN DAVIDCHIEF COMPLIANCE OFFICER1099745

Disclosures

Regulatory Event

17

Arbitration

9

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2004About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Oct 2003About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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