Hugh S. Asher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hugh Savitt Asher was a registered financial professional .
Hugh is a previously registered financial professional and started their career in finance in 1994. Hugh had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 9, Series 10 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 25, 2015 - October 30, 2015
CEDAR CAPITAL, LLC
October 27, 2014 - October 29, 2015
FORESIDE FUND SERVICES, LLC
May 21, 2013 - January 2, 2015
GOOD HARBOR FINANCIAL
February 13, 2013 - October 28, 2014
NORTHERN LIGHTS DISTRIBUTORS, LLC
February 7, 2012 - April 2, 2012
QUASAR DISTRIBUTORS, LLC
June 1, 2009 - December 21, 2011
MORGAN STANLEY
June 1, 2009 - December 21, 2011
MORGAN STANLEY
February 20, 2007 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
March 9, 2005 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
August 26, 2003 - March 9, 2005
CITIGROUP GENEVA CAPITAL STRATEGIES INC.
December 20, 1994 - November 16, 1998
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 4/29/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
CEDAR CAPITAL, LLC
CRD#: 174020 / SEC#: 801-80836
Contact information
Regulatory assets under management
| Total Number of Accounts | 206 |
| AUM (Assets Under Management) | $ 76,318,536 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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