Bruce E. Wing
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bruce Edward Wing was a registered financial professional .
Bruce is a previously registered financial professional and started their career in finance in 1994. Bruce had worked at 11 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 24, 2015 - December 31, 2022
STRATEGIC WEALTH, LLC
January 3, 2013 - March 2, 2015
HORNOR, TOWNSEND & KENT, LLC
November 16, 2012 - March 2, 2015
HORNOR, TOWNSEND & KENT, LLC
August 21, 2012 - October 30, 2012
VOYA FINANCIAL ADVISORS, INC.
June 29, 2012 - October 30, 2012
VOYA FINANCIAL ADVISORS, INC.
December 17, 2004 - March 8, 2005
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
May 4, 2004 - November 1, 2004
TRANSAMERICA CAPITAL, LLC
September 23, 2002 - May 7, 2004
TRANSAMERICA FINANCIAL ADVISORS, LLC
December 11, 2000 - September 10, 2002
TRANSAMERICA FINANCIAL ADVISORS, INC.
November 23, 1998 - August 16, 2001
TRANSAMERICA SECURITIES SALES CORPORATION
September 25, 1996 - November 26, 1997
SIGNATOR FINANCIAL SERVICES, INC.
February 12, 1996 - July 22, 1996
SLD AMERICA EQUITIES, INC.
October 24, 1994 - August 26, 1995
GUARDIAN INVESTOR SERVICES LLC
State Registrations and Notice Filings
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Exams
Current Firm
STRATEGIC WEALTH, LLC
CRD#: 174608 / SEC#:
Contact information
Red Flags
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