Manish Kumar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Manish Kumar was a registered financial professional .
Manish is a previously registered financial professional and started their career in finance in 1994. Manish had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 86, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 24, 2018 - February 13, 2020
AVESTAR CAPITAL, LLC
December 8, 2004 - July 11, 2005
MDB CAPITAL
November 10, 1998 - January 29, 2002
LEHMAN BROTHERS INC.
November 29, 1997 - September 1, 1998
SALOMON BROTHERS INC.
August 19, 1997 - September 2, 1998
CITIGROUP GLOBAL MARKETS INC.
July 18, 1995 - August 6, 1997
SALOMON BROTHERS INC.
November 22, 1994 - April 17, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
AVESTAR CAPITAL, LLC
CRD#: 287525 / SEC#: 801-110020
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AVESTAR CAPITAL, LLC
CRD#: 287525 / SEC#: 801-110020
Contact information
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 194 |
| AUM (Assets Under Management) | $ 1,531,369,044 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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