William K. Mccarthy

PARTNERS INVESTMENT SERVICES,

Hudson, OH 44236

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CRD#: 2550773

Professional summary

William Kenneth Mccarthy, who also goes by Bill Kenneth Mccarthy, is a registered financial advisor currently at PARTNERS INVESTMENT SERVICES, INC located in Hudson, Ohio.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. William has worked at 6 firms and has passed the Series 65, Series 63, Series 62 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bill Kenneth Mccarthy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PARTNERS INSURANCE AGENCY, INC PRESIDENT/1994-110 W. STREETSBORO STREET #1B HUDSON, OH 44236; NAMES PENDING OF OTHER COMPANIES THAT ARE NON-INVESTMENT RELATED; INSURANCE MARKETING COMPANY; CEO SINCE INCEPTION (2006); INVOLVEMENT COINCIDES WITH PRESENT WORK APPROXIMATELY 40 HOURS/WEEK.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Kenneth Mccarthy's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 26, 2007 - Present

PARTNERS INVESTMENT SERVICES, INC

Office #1: 110 W Streetsboro St Suite 1b, Hudson, OH 44236Office #2: 204 E. Streetsboro St, Hudson, OH 44236

RIA

CRD#: 119709

Hudson, OH

Past

January 3, 2006 - June 2, 2006

KALOS MANAGEMENT

RIA

CRD#: 133025

PONTE VEDRA BEACH, FL

Past

January 3, 2006 - June 2, 2006

KALOS CAPITAL, INC.

CRD#: 44337

HUDSON, OH

Past

January 2, 2004 - October 11, 2005

FORTUNE FINANCIAL SERVICES, INC.

CRD#: 42150

MONACA, PA

Past

April 17, 2003 - June 13, 2003

EASTERN POINT ADVISORS INC.

RIA

CRD#: 107123

HUDSON, OH

Past

December 5, 1994 - December 31, 2003

INVESTORS CAPITAL CORP.

CRD#: 30613

LYNNFIELD, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(8/6/2019)

IAR

Ohio
(1/26/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/12/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/2/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 62

Date: 9/14/1998

Corporate Securities Limited Representative Examination

General Industry/Product Exam

Series 6

Date: 12/2/1994

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PARTNERS INVESTMENT SERVICES, INC

CRD#: 119709 / SEC#:

California

Registered Investment Advisory firm - (12/1/2008 Terminated)

Florida

Registered Investment Advisory firm - (8/5/2019 Approved)

Ohio

Registered Investment Advisory firm - (1/24/2007 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

2215 Devonshire Drive, Cleveland Heights, OH 44106

Mailing Address

Phone number

(330) 656-5580

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William K. Mccarthy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Kenneth Mccarthy's CRS (Customer Relationship Summary).

Certified licenses

Experience

PARTNERS INVESTMENT SERVICES, INC

KALOS MANAGEMENT

KALOS CAPITAL, INC.

FORTUNE FINANCIAL SERVICES, INC.

EASTERN POINT ADVISORS INC.

INVESTORS CAPITAL CORP.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/12/2004

Series 63

Date: 12/2/1994

Series 62

Date: 9/14/1998

Series 6

Date: 12/2/1994

Current Firm

PARTNERS INVESTMENT SERVICES, INC

Contact information

Documents

Red Flags

Company Information

PARTNERS INVESTMENT SERVICES, INC

TRUST BUT VERIFY

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