Patricia A. Mchale
Professional summary
Patricia A Mchale, who also goes by Patricia Mchale Leaming Mrs., Patricia Mchale Leaming, Patti Leaming, Patricia Ann Mchale, Patricia Mchale, Patti Mchale, is a registered financial professional currently at NATIONAL FINANCIAL SERVICES LLC located in Jersey City, New Jersey.
Patricia is registered as a RR (Registered Representative) and started their career in finance in 1994. Patricia has worked at 3 firms and has passed the Series 63, Series 65, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Patricia A Mchale's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 27, 2018 - Present
NATIONAL FINANCIAL SERVICES LLC
Office #1: 499 Washington Blvd, Jersey City, NJ 07310May 11, 2005 - July 31, 2006
FIDELITY BROKERAGE SERVICES LLC
April 28, 2004 - November 11, 2010
NATIONAL FINANCIAL SERVICES LLC
October 5, 1998 - June 7, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 22, 1996 - September 1, 1998
FIDELITY BROKERAGE SERVICES LLC
October 28, 1994 - May 22, 1996
NATIONAL FINANCIAL SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
NATIONAL FINANCIAL SERVICES LLC
CRD#: 13041 / SEC#: 801-50706, 8-26740
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | SOLE MEMBER | |
| ADAMS, ROBERT JOHN | CHIEF OPERATIONS OFFICER/ELECTED MANAGER | 1291582 |
| CRUPI, KAREN MICHELE | CHIEF LEGAL OFFICER | 2982229 |
| DEPOALO, RONALD EDWARD | PRESIDENT | 5995085 |
| DYER, JANET MARIE | CHIEF COMPLIANCE OFFICER | 3186352 |
| RHODES, NOAH BUTLER | CHIEF FINANCIAL OFFICER | 6546392 |
| TESAURO, THOMAS JOHN | ELECTED MANAGER | 1862532 |
Disclosures
| Regulatory Event | 47 |
| Civil Event | 1 |
| Arbitration | 14 |
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