Johnny Collado
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Johnny Collado, who also goes by John Collado, was a registered financial professional .
Johnny is a previously registered financial professional and started their career in finance in 2001. Johnny had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 53, Series 4, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 20, 2014 - November 19, 2014
SNOWDEN ACCOUNT SERVICES LLC
October 23, 2009 - January 29, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 7, 2006 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
January 9, 2006 - August 22, 2006
NYLIFE SECURITIES LLC
July 9, 2003 - August 29, 2005
BNY INVESTMENT CENTER INC.
February 12, 2002 - May 27, 2003
CUNA BROKERAGE SERVICES, INC.
September 25, 2001 - December 5, 2001
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SNOWDEN ACCOUNT SERVICES LLC
CRD#: 149794 / SEC#: , 8-68188
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
