Johannes B. Van Den Berg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Johannes B Van Den Berg, who also goes by Hans Van Den Berg, Hans Vandenberg, was a registered financial professional .
Johannes is a previously registered financial professional and started their career in finance in 2001. Johannes had worked at 7 firms and has passed the Series 63, Series 65, Series 6, Series 2 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 17, 2012 - December 31, 2013
OLD MUTUAL INVESTMENT PARTNERS
June 8, 2010 - October 5, 2010
INVESCO ADVISERS, INC.
June 1, 2010 - October 5, 2010
INVESCO DISTRIBUTORS, INC.
January 24, 2007 - June 1, 2010
MORGAN STANLEY DISTRIBUTION, INC.
November 21, 2005 - November 8, 2010
MORGAN STANLEY INVESTMENT ADVISORS INC.
July 5, 2004 - December 31, 2005
1838 INVESTMENT ADVISORS,LP
March 21, 2001 - July 12, 2004
KOP MANAGEMENT,LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 1/6/1995
Non-Member General Securities ExaminationCurrent Firm
OLD MUTUAL INVESTMENT PARTNERS
CRD#: 44916 / SEC#: , 8-50875
Contact information
Documents
Red Flags
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