John W. Nesnay
Professional summary
John William Nesnay is a registered financial professional currently at FRANKLIN DISTRIBUTORS, LLC located in Short Hills, New Jersey.
John is registered as a RR (Registered Representative) and started their career in finance in 1995. John has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John William Nesnay's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 7, 2021 - Present
FRANKLIN DISTRIBUTORS, LLC
Office #1: 101 John F. Kennedy Parkway, Short Hills, NJ 07078January 10, 2019 - July 7, 2021
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.
January 23, 2002 - July 7, 2021
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
February 6, 1997 - December 13, 2001
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
January 11, 1995 - August 20, 1996
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
January 11, 1995 - August 20, 1996
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/7/2021)
(1/4/2023)
(1/4/2022)
(1/17/2024)
(7/7/2021)
(1/4/2022)
(7/7/2021)
Exams
FINRA
Current Firm
FRANKLIN DISTRIBUTORS, LLC
CRD#: 109064 / SEC#: , 8-53089
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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