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Marva Vivene Kington

CRD# 2550147·Registered 1995 - 2016
Previously Registered: Being a previously registered professional could mean that Marva is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Marva Vivene Kington was a registered financial advisor. Marva was a previously registered financial professional and started their career in finance 1995 - 2016. Marva had worked at 2 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.·CRD# 13594
BD
Fort Lauderdale, FL
December 10, 2013 - September 7, 2016
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.·CRD# 13594
BD
Fort Lauderdale, FL
March 26, 2007 - January 19, 2012
TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC.·CRD# 27884
BD
Fort Lauderdale, FL
January 23, 1995 - March 26, 2007

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Current Firm

FT
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.

FIDUCIARY FINANCIAL SERVICES CORP. | SCHRODER SECURITIES CORPORATION | FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.

CRD#: 13594 / SEC#: 8-29504
BD
Terminated by SEC on 02/08/2022

Contact Information

Established

New York since 03/14/1983

Firm Type

Corporation

Fiscal Year End

September

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
TEMPLETON WORLDWIDE, INC.SHARE HOLDER—
CIEPRISZ, KENNETH DAVIDCHIEF COMPLIANCE OFFICER2303713
DEAKYNE, WILLIAM SCOTT JR.SENIOR VICE PRESIDENT AND DIRECTOR1861589
GRAY, STEVEN JOELASSISTANT SECRETARY849484
MASOM, JEFFREY SCOTTPRESIDENT AND DIRECTOR2870966
PATERSON, DAVIDCHIEF FINANCIAL OFFICER AND DESIGNATED FINANCIAL PRINCIPAL7001546
PLAFKER, JED ANDREWDIRECTOR2793695
ROSAS, VIRGINIA EASSISTANT SECRETARY5346920
SHANEYFELT, GWEN LOUISETREASURER2668221

Disclosures

Regulatory Event

1

Arbitration

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1997About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Sep 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 1998About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jan 1995About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Feb 1999About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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