Paul S. Huebner

ADAGE INVESTMENT ADVISORS, L.L.C.

Fort Collins, CO

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CRD#: 2550010

Professional summary

Paul Stanton Huebner is a registered financial advisor currently at ADAGE INVESTMENT ADVISORS, L.L.C. located in Fort Collins, Colorado.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Paul has worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PAUL HUEBNER HAS A TAX PRACTICE AND SPENDS ABOUT 5 HOURS A MONTH ON TAX RELATED WORK. MOST OF THOSE HOURS ARE DURING THE BUSINESS DAY.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Stanton Huebner's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 12, 2013 - Present

ADAGE INVESTMENT ADVISORS, L.L.C.

RIA

CRD#: 169477

Fort Collins, CO

Past

March 27, 2012 - December 31, 2013

SEER INVESTMENT ADVISORS

RIA

CRD#: 158567

SOUTHERN PINES, NC

Past

April 4, 2011 - June 13, 2012

HUEBNER, PAUL

RIA

CRD#: 156977

SOUTHERN PINES, NC

Past

January 27, 1997 - November 26, 2008

GOLDMAN SACHS WEALTH SERVICES, L.P.

RIA

CRD#: 106693

DALLAS, TX

Past

August 30, 1995 - November 26, 2008

MERCER ALLIED COMPANY, L.P.

CRD#: 37404

DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(5/9/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/1/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/4/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/29/1994

General Securities Representative Examination

Current Firm

ADAGE INVESTMENT ADVISORS, L.L.C.

ADAGE INVESTMENT ADVISORS, L.L.C. | HUEBNER, PAUL | ADAGE INVESTMENT ADVISORS, LLC.

CRD#: 169477 / SEC#:

Colorado

Registered Investment Advisory firm - (5/4/2018 Approved)

North Carolina

Registered Investment Advisory firm - (6/28/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Fort Collins, CO

Mailing Address

Phone number

(970) 402-1477

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	14
AUM (Assets Under Management)	$ 13,458,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Paul S. Huebner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Stanton Huebner's CRS (Customer Relationship Summary).

Certified licenses

Experience

ADAGE INVESTMENT ADVISORS, L.L.C.

SEER INVESTMENT ADVISORS

HUEBNER, PAUL

GOLDMAN SACHS WEALTH SERVICES, L.P.

MERCER ALLIED COMPANY, L.P.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/1/2011

Series 63

Date: 3/4/1995

Series 7

Date: 11/29/1994

Current Firm

ADAGE INVESTMENT ADVISORS, L.L.C.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ADAGE INVESTMENT ADVISORS, L.L.C.

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