Eric Wayne Babcock
Professional Summary
Eric Wayne Babcock, who also goes by Eric W Babcock, is a registered financial advisor currently at VERTRIX WEALTH MANAGEMENT, LLC located in Troy, Michigan. Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Eric has worked at 11 firms and has passed the Series 65, Series 63, Series 3, Series 7 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Eric W Babcock
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
32 years in the financial services industry
Current & Past Employments
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Current Firm
VERTRIX WEALTH MANAGEMENT | VERTRIX WEALTH MANAGEMENT, LLC
Contact Information
Main Address
1909 East Big Beaver, Troy, MI 48083Phone Number
(248) 602-0555# of Employees
12SEC notice filing (6 States and Territories)
Registered to provide investment advisory services in 6 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
661AUM (Assets Under Management)
$343,192,521Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
VERTRIX WEALTH MANAGEMENT | VERTRIX WEALTH MANAGEMENT, LLC
State Registrations and Notice Filings
(1/20/2026)
(1/20/2026)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Sep 2001About the Series 26 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Eric Wayne Babcock's CRS (Customer Relationship Summary).
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