John E. Ingold
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Erminia Ingold, who also goes by Jack Ingold, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1970. John had worked at 4 firms and has passed the Series 63, Series 55, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 19, 2004 - September 7, 2006
ARTHURS, LESTRANGE & COMPANY INCORPORATED
January 2, 1990 - April 22, 2004
E. E. POWELL & COMPANY INC.
September 11, 1973 - December 13, 1989
ANTHONY MISCIAGNA & CO., INC.
January 19, 1970 - September 17, 1973
THE TRIMBUR SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/26/2000
Limited Representative-Equity Trader ExamSeries 1
Date: 2/12/1962
Registered Representative ExaminationSeries 00
Date: 8/7/1972
General Securities Principal ExaminationCurrent Firm
ARTHURS, LESTRANGE & COMPANY INCORPORATED
CRD#: 54 / SEC#: , 8-36341
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALCO HOLDING, INC. | 100% OWNER | |
| BEAR, LESLIE LEE | PRESIDENT AND DIRECTOR | 1736090 |
| BOVA, MICHAEL PETER | CHAIRMAN AND CEO | 1195169 |
| GINSBERG, SAMUEL CHARLES | DIRECTOR, CROP | 1447356 |
| POGOZELSKI, RICHARD PAUL | SENIOR VICE PRESIDENT, SROP | 368247 |
| SOFIS, GEORGE GEORGE | SENIOR VICE PRESIDENT, TREASURER | 430117 |
| VALOTTA, EILEEN TERESA | CONTROLLER | 866333 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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