Malik Pearson
Professional summary
Malik Pearson, who also goes by Mike Pearson, Molik Pearson, is a registered financial advisor currently at IP FINANCIAL ADVISORY SERVICES LLC located in Charlotte, North Carolina.
Malik is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Malik has worked at 13 firms and has passed the Series 65, Series 63 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Malik Pearson's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 15, 2020 - Present
IP FINANCIAL ADVISORY SERVICES LLC
September 12, 2017 - April 1, 2021
INNOVATION PARTNERS LLC
June 17, 2010 - December 12, 2011
PHD CAPITAL
November 3, 2009 - June 11, 2010
IFS SECURITIES
January 18, 2007 - December 1, 2009
EMERALD INVESTMENTS, INC.
June 17, 2003 - January 4, 2007
PHD CAPITAL
January 4, 2003 - May 1, 2003
U.S. SECURITIES & FUTURES CORP.
January 14, 2002 - November 8, 2002
FINANCIAL WORLD CORPORATION
May 15, 2001 - January 14, 2002
PRO-INTEGRITY SECURITIES, INC.
June 23, 2000 - May 16, 2001
FINANCIAL WORLD CORPORATION
December 3, 1999 - June 29, 2000
WOODSTOCK FINANCIAL GROUP, INC.
April 19, 1999 - November 19, 1999
SUNPOINT SECURITIES, INC.
April 19, 1998 - March 3, 1999
J. P. GIBBONS & CO., INC.
January 16, 1998 - March 25, 1998
DALTON KENT SECURITIES GROUP, INC.
May 2, 1996 - January 23, 1998
DUKE & CO., INC.
Primary Firm SEC Registration
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/16/2020)
(1/15/2020)
(1/15/2020)
(1/15/2020)
Exams
Series 62
Date: 5/1/1996
Corporate Securities Limited Representative ExaminationCurrent Firm
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
Contact information
SEC notice filing (48 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 2,887 |
| AUM (Assets Under Management) | $ 456,110,407 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
