Terrence J. Andrews
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Terrence John Andrews was a registered financial professional .
Terrence is a previously registered financial professional and started their career in finance in 1994. Terrence had worked at 7 firms and has passed the Series 63, Series 7TO, Series 57TO, SIE, Series 3, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 12, 2013 - November 16, 2020
X-CHANGE FINANCIAL ACCESS, LLC
June 24, 2010 - December 11, 2013
CTC XS, LLC
September 9, 2002 - June 23, 2010
CTC, LLC
June 29, 1998 - April 20, 1999
UBS SECURITIES LLC
September 2, 1997 - June 29, 1998
SBC WARBURG DILLON READ INC.
January 3, 1995 - September 2, 1997
SBC WARBURG, INC.
October 11, 1994 - January 26, 1995
O'CONNOR & ASSOCIATES
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 4/27/2023
General Securities Representative ExaminationSeries 57TO
Date: 4/27/2023
Securities Trader ExamCurrent Firm
X-CHANGE FINANCIAL ACCESS, LLC
CRD#: 126201 / SEC#: , 8-65860
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 32 |
Red Flags
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