Erik C. Sussman

THE INSTITUTE OF FINANCIAL WELLNESS

Fort Lauderdale, FL 33304

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CRD#: 2549334

Professional summary

Erik Cory Sussman, CFP®, ChFC®, CLU®, who also goes by Erik Sussman, is a registered financial advisor currently at THE INSTITUTE OF FINANCIAL WELLNESS, LLC located in Fort Lauderdale, Florida.

Erik is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Erik has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 53, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Erik Sussman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Erik C Sussman, Sole Proprietorship; Not Investment related; Same address; Insurance Agent; 100% Ownership; 01/07/2021; 10 HR/MO; Assist in the sale of fixed life insurance and annuities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erik Cory Sussman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

February 17, 2022 - Present

THE INSTITUTE OF FINANCIAL WELLNESS, LLC

Office #1: 1400 Ne 4th Avenue, Fort Lauderdale, FL 33304

RIA

CRD#: 317776

Fort Lauderdale, FL

Past

June 19, 2013 - January 17, 2020

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

FT LAUDERDALE, FL

Past

July 26, 2012 - January 17, 2020

MML INVESTORS SERVICES, LLC

CRD#: 10409

FT LAUDERDALE, FL

Past

February 1, 2006 - June 25, 2012

SIGNATOR INVESTORS, INC.

RIA

CRD#: 468

MIAMI, FL

Past

February 1, 2006 - June 25, 2012

SIGNATOR INVESTORS, INC.

CRD#: 468

MIAMI, FL

Past

December 14, 2004 - October 6, 2005

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

WOODLAND HILLS, CA

Past

December 14, 2004 - October 6, 2005

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

November 15, 2004 - December 6, 2004

PARTNERVEST ADVISORY SERVICES LLC

RIA

CRD#: 113621

, CA

Past

November 15, 2004 - December 6, 2004

PARTNERVEST SECURITIES, INC.

CRD#: 104134

SANTA BARBARA, CA

Past

January 11, 2000 - September 17, 2004

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

WOODLAND HILLS, CA

Past

February 1, 1995 - January 5, 2000

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

February 1, 1995 - September 17, 2004

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE INSTITUTE OF FINANCIAL WELLNESS, LLC

INSTITUTE OF FINANCIAL WELLNESS, LLC | THE INSTITUTE OF FINANCIAL WELLNESS, LLC

CRD#: 317776 / SEC#: 801-122995

RIA

Registered Investment Advisory firm - (1/10/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(2/17/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/17/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/7/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/8/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/31/1995

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 53

Date: 3/28/2003

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 9/28/1999

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 2/14/1997

Investment Company Products/Variable Contracts Principal Examination

Current Firm

THE INSTITUTE OF FINANCIAL WELLNESS, LLC

INSTITUTE OF FINANCIAL WELLNESS, LLC | THE INSTITUTE OF FINANCIAL WELLNESS, LLC

CRD#: 317776 / SEC#: 801-122995

RIA

Registered Investment Advisory firm - (1/10/2022 Approved)

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Contact information

Main Address

1400 Ne 4th Avenue, Fort Lauderdale, FL 33304

Mailing Address

Phone number

(305) 978-8107

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (21 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

IFW FORM ADV PART 2A-DISCLOSURE BROCHURE (2/7/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Erik C. Sussman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erik Cory Sussman's CRS (Customer Relationship Summary).

Certified licenses

Experience

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

SIGNATOR INVESTORS, INC.

SIGNATOR INVESTORS, INC.

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

PARTNERVEST ADVISORY SERVICES LLC

PARTNERVEST SECURITIES, INC.

EQUITABLE ADVISORS, LLC

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

THE INSTITUTE OF FINANCIAL WELLNESS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/17/1999

Series 63

Date: 2/7/1995

SIE

Date: 10/1/2018

Series 7

Date: 3/8/1999

Series 6

Date: 1/31/1995

Series 53

Date: 3/28/2003

Series 24

Date: 9/28/1999

Series 26

Date: 2/14/1997

Current Firm

THE INSTITUTE OF FINANCIAL WELLNESS, LLC

Contact information

SEC notice filing (21 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

THE INSTITUTE OF FINANCIAL WELLNESS, LLC

TRUST BUT VERIFY

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