Harry J. Martin
Professional summary
Harry John Martin, who also goes by Harry J Martin, Harry Martin, is a registered financial advisor currently at GOALVEST ADVISORY LLC located in Dallas, Texas.
Harry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Harry has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 5, Series 15, Series 7, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Harry John Martin's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 22, 2023 - Present
GOALVEST ADVISORY LLC
January 29, 2008 - February 10, 2017
CITY NATIONAL ROCHDALE
January 29, 2008 - February 10, 2017
CNR SECURITIES, LLC
October 1, 2000 - July 17, 2007
BROWN BROTHERS HARRIMAN & CO.
Primary Firm SEC Registration
GOALVEST ADVISORY LLC
CRD#: 285374 / SEC#: 801-116790
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/22/2023)
Exams
Series 5
Date: 7/20/1983
Interest Rate Options ExaminationSeries 15
Date: 1/19/1983
Foreign Currency Options ExaminationCurrent Firm
GOALVEST ADVISORY LLC
CRD#: 285374 / SEC#: 801-116790
Contact information
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,139 |
| AUM (Assets Under Management) | $ 628,348,337 |
Red Flags
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