James R. Turkenkopf
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Robert Turkenkopf, who also goes by Jim Robert Turkenkopf, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1994. James had worked at 8 firms and has passed the Series 63, SIE, Series 3, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 12, 2015 - October 28, 2015
SENVEST INTERNATIONAL L.L.C.
October 26, 2010 - March 9, 2015
SCOTIA CAPITAL (USA) INC.
September 5, 2002 - August 6, 2010
BARCLAYS CAPITAL INC.
May 20, 2002 - July 3, 2002
FULCRUM GLOBAL PARTNERS LLC
January 3, 2002 - February 12, 2002
HFP CAPITAL MARKETS LLC
March 9, 1998 - October 30, 2001
GRUNTAL & CO., L.L.C.
January 26, 1998 - January 28, 1998
GRUNTAL & CO., L.L.C.
August 26, 1997 - March 17, 1998
HAMPSHIRE SECURITIES CORPORATION
November 22, 1994 - August 27, 1997
LADENBURG THALMANN & CO. INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 8/23/1999
Limited Representative-Equity Trader ExamCurrent Firm
SENVEST INTERNATIONAL L.L.C.
CRD#: 45974 / SEC#: , 8-51255
Contact information
Documents
Red Flags
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