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James Robert Turkenkopf

CRD# 2549207·Registered 1994 - 2015
Previously Registered: Being a previously registered professional could mean that James is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

James Robert Turkenkopf, who also goes by Jim Robert Turkenkopf, was a registered financial advisor. James was a previously registered financial professional and started their career in finance 1994 - 2015. James had worked at 8 firms and has passed the Series 63, SIE, Series 3, Series 55, Series 7, Series 4 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jim Robert Turkenkopf

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

SENVEST INTERNATIONAL L.L.C.·CRD# 45974
BD
New York, NY
March 12, 2015 - October 28, 2015
SCOTIA CAPITAL (USA) INC.·CRD# 2739
BD
New York, NY
October 26, 2010 - March 9, 2015
BARCLAYS CAPITAL INC.·CRD# 19714
BD
New York, NY
September 5, 2002 - August 6, 2010
FULCRUM GLOBAL PARTNERS LLC·CRD# 104455
BD
New York, NY
May 20, 2002 - July 3, 2002
HFP CAPITAL MARKETS LLC·CRD# 44351
BD
New York, NY
January 3, 2002 - February 12, 2002
GRUNTAL & CO., L.L.C.·CRD# 372
BD
New York, NY
March 9, 1998 - October 30, 2001
GRUNTAL & CO., L.L.C.·CRD# 372
BD
New York, NY
January 26, 1998 - January 28, 1998
HAMPSHIRE SECURITIES CORPORATION·CRD# 19725
BD
New York, NY
August 26, 1997 - March 17, 1998
LADENBURG THALMANN & CO. INC.·CRD# 505
BD
New York, NY
November 22, 1994 - August 27, 1997

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Current Firm

SI
SENVEST INTERNATIONAL L.L.C.

SENVEST INTERNATIONAL L.L.C.

CRD#: 45974 / SEC#: 8-51255
BD
Terminated by SEC on 12/27/2015

Contact Information

Established

Delaware since 11/28/1994

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
SENVEST CAPITAL INC.OWNER—
GONICK, BRIAN MICHAELDIRECTOR, VICE PRESIDENT1563853
KATZ, ROBERT LORNECHIEF FINANCIAL OFFICER3118603
LIVNAT, NIRDIRECTOR3118602
MASHAAL, RICHARD RONCHIEF COMPLIANCE OFFICER—
MASHAAL, RICHARD RONPRESIDENT—

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1994About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2015About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Jan 2008About the Series 3 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Aug 1999

Series 7 — General Securities Representative Examination

Passed Nov 1994About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Jan 2007About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Feb 2004About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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