Christopher D. Klaber
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Daniel Klaber, CIMA®, who also goes by Chris Klaber, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1999. Christopher had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 29, 2017 - December 31, 2024
MILLENNIAL FINANCIAL PLANNING, LLC
August 21, 2014 - August 10, 2015
REICH & TANG DISTRIBUTORS, INC.
May 22, 2014 - July 3, 2014
BLACKROCK FINANCIAL MANAGEMENT, INC
May 22, 2014 - July 3, 2014
BLACKROCK INVESTMENTS, LLC
May 10, 2006 - May 15, 2014
BLACKROCK FINANCIAL MANAGEMENT, INC
October 15, 2003 - May 15, 2014
BLACKROCK INVESTMENTS, LLC
August 12, 1999 - October 14, 2003
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MILLENNIAL FINANCIAL PLANNING, LLC
CRD#: 286496 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 31 |
| AUM (Assets Under Management) | $ 835,201 |
Red Flags
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