Jeffery R. Kenyon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffery Ray Kenyon, who also goes by Jeff Ray Kenyon, Jeffrey Kenyon, was a registered financial professional .
Jeffery is a previously registered financial professional and started their career in finance in 1994. Jeffery had worked at 8 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 16, 2018 - February 4, 2020
LIFEMARK SECURITIES CORP.
May 20, 2015 - November 7, 2018
FORESTERS EQUITY SERVICES, INC.
August 21, 2009 - December 31, 2014
SOUTHEAST INVESTMENTS, N.C., INC.
June 20, 2008 - June 25, 2009
ALLSTATE FINANCIAL SERVICES, LLC
October 3, 2006 - June 23, 2008
MONEY CONCEPTS CAPITAL CORP
June 6, 2002 - October 6, 2006
PENSION PLANNERS SECURITIES, INC.
August 31, 2000 - June 10, 2002
USALLIANZ SECURITIES, INC.
November 9, 1994 - June 2, 1999
NYLIFE SECURITIES LLC
Primary Firm SEC Registration
LIFEMARK SECURITIES CORP.
CRD#: 16204 / SEC#: 801-68438, 8-33478
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LIFEMARK SECURITIES CORP.
CRD#: 16204 / SEC#: 801-68438, 8-33478
Contact information
SEC notice filing (46 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KALINOWSKI, ANDREW JOSEPH | VP / BOARD MEMBER/SECRETARY | 263409 |
| MICCICHE, VINCENT JR | TREASURER/ FINOP/PFO/POO | 702149 |
| PRISCO, JAMES JOSEPH | CHIEF EXECUTIVE OFFICER/ CHIEF COMPLIANCE OFFICER | 2653402 |
| PRISCO, JAMES JOSEPH | PRESIDENT / BOARD MEMBER | 2653402 |
| GEORGIEV, ALEXANDRE JR. | CCO OF THE RIA / DIRECTOR OF OPERATIONS | 5307830 |
Regulatory assets under management
| Total Number of Accounts | 2,021 |
| AUM (Assets Under Management) | $ 461,475,636 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
