Wayne D. Ingbritson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wayne Darrel Ingbritson was a registered financial professional .
Wayne is a previously registered financial professional and started their career in finance in 1973. Wayne had worked at 6 firms and has passed the Series 63, Series 5, Series 1, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 16, 1992 - February 25, 1994
WHITEHALL-PARKER SECURITIES, INC.
February 7, 1992 - September 8, 1992
FSC SECURITIES CORPORATION
December 19, 1983 - February 7, 1992
BRITSON INVESTMENTS, INC.
February 27, 1979 - January 18, 1984
DREXEL BURNHAM LAMBERT INCORPORATED
February 24, 1978 - March 2, 1979
MORGAN STANLEY DW INC.
September 4, 1973 - February 24, 1978
DEAN WITTER & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 4/11/1983
Interest Rate Options ExaminationSeries 1
Date: 8/23/1973
Registered Representative ExaminationCurrent Firm
WHITEHALL-PARKER SECURITIES, INC.
CRD#: 10608 / SEC#: , 8-27688
Contact information
FINRA licenses (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 25 |
| AUM (Assets Under Management) | $ 20,000,000 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
