Kevin K. Patula
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Kenneth Patula, who also goes by Kevin K Patula, was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 2001. Kevin had worked at 7 firms and has passed the Series 99TO, SIE, Series 99 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 14, 2022 - February 3, 2024
CUMBERLAND SECURITIES LLC
January 27, 2020 - June 23, 2020
CUMBERLAND SECURITIES LLC
January 10, 2019 - January 27, 2020
DRW EXECUTION SERVICES, LLC
March 7, 2016 - July 29, 2016
CITADEL SECURITIES INSTITUTIONAL LLC
May 8, 2015 - July 29, 2016
CITADEL CLEARING LLC
October 23, 2014 - July 29, 2016
PALAFOX TRADING LLC
October 5, 2012 - July 29, 2016
CITADEL SECURITIES LLC
June 12, 2001 - November 17, 2003
CITADEL TRADING GROUP L.L.C.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
CUMBERLAND SECURITIES LLC
CRD#: 13970 / SEC#: , 8-31215
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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