Bradley L. Harrison
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bradley Leon Harrison, who also goes by Brad Harrison, Bradley Harrison, was a registered financial professional .
Bradley is a previously registered financial professional and started their career in finance in 1994. Bradley had worked at 11 firms and has passed the Series 63, Series 7TO, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 1, 2014 - December 31, 2020
MML DISTRIBUTORS, LLC
October 13, 2008 - May 1, 2014
MML INVESTORS SERVICES, LLC
March 10, 2008 - October 16, 2008
ALERUS INVESTMENT ADVISORS CORPORATION
November 11, 2005 - October 3, 2008
NATIONAL PLANNING CORPORATION
August 29, 2005 - November 14, 2005
STANTON INVESTMENT SERVICES, INC.
December 10, 2004 - September 1, 2005
ASKAR CORP.
December 2, 2003 - November 5, 2004
MONY SECURITIES CORPORATION
October 16, 1997 - December 2, 2003
TRUSTED SECURITIES ADVISORS CORP.
April 6, 1995 - July 17, 1996
CETERA WEALTH SERVICES, LLC
November 1, 1994 - March 13, 1995
METROPOLITAN LIFE INSURANCE COMPANY
November 1, 1994 - March 13, 1995
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/17/2024
General Securities Representative ExaminationSeries 6TO
Date: 1/17/2024
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
MML DISTRIBUTORS, LLC
CRD#: 38030 / SEC#: , 8-48203
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | MEMBER | |
| BAGGETTA, VINCENT COSIMO | CHIEF RISK OFFICER | 2431743 |
| DUCH III, EDWARD KARL | CHIEF LEGAL OFFICER, SECRETARY AND VICE PRESIDENT | 4808341 |
| MASSMUTUAL HOLDING LLC | MEMBER | |
| PUHALA, JAMES | CHIEF COMPLIANCE OFFICER | 5290483 |
| RISPOLI, FRANK JOSEPH | CHIEF FINANCIAL OFFICER AND TREASURER | 4364402 |
| STEELE, DOUGLAS ROBERT | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 5026710 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
