AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
WA

Wayne T. Altman

Some features on this profile are disabled
CRD#: 2548814
WA

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Wayne Thomas Altman was a registered financial professional .

Wayne is a previously registered financial professional and started their career in finance in 1994. Wayne had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 28, 2023 - August 14, 2025

AAG CAPITAL, INC

BD
CRD#: 188
WESLEY CHAPEL, FL
Past

March 1, 2019 - March 22, 2023

WOODBURY FINANCIAL SERVICES, INC.

BD
CRD#: 421
TAMPA, FL
Past

June 23, 2014 - March 1, 2019

QUESTAR CAPITAL CORPORATION

BD
CRD#: 43100
TAMPA, FL
Past

August 3, 2011 - June 23, 2014

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
TAMPA, FL
Past

August 3, 2011 - June 23, 2014

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
TAMPA, FL
Past

October 16, 2009 - August 10, 2011

MORGAN KEEGAN & COMPANY, LLC

RIA
CRD#: 4161
TAMPA, FL
Past

October 16, 2009 - August 10, 2011

MORGAN KEEGAN & COMPANY, LLC

BD
CRD#: 4161
TAMPA, FL
Past

July 3, 2007 - October 16, 2009

COLONIAL ASSET MANAGEMENT INC

RIA
CRD#: 108950
ST. PETERSBURG, FL
Past

June 29, 2007 - October 16, 2009

COLONIAL BROKERAGE, INC.

BD
CRD#: 111668
ST. PETERSBURG, FL
Past

May 2, 2003 - June 29, 2007

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
TAMPA, FL
Past

April 29, 2003 - June 29, 2007

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
TAMPA, FL
Past

July 2, 1999 - April 30, 2003

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
TAMPA, FL
Past

July 2, 1999 - April 30, 2003

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

December 9, 1994 - July 8, 1999

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 12/23/1994
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 12/23/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 10/20/1997
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 12/8/1994
General Securities Representative Examination

Current Firm

AAG CAPITAL, INC
AAG CAPITAL, INC
AAG CAPITAL, INC | CREATIVE INVESTOR SERVICES, INC. | AAG CAPITAL, INC.

CRD#: 188 / SEC#: , 8-12911

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
2211 Ashley Oaks Circle, Wesley Chapel, FL 33544
Mailing Address
2211 Ashley Oaks Circle, Wesley Chapel, FL 33544
Phone number
(941) 932-2158
Established
Florida since 11/25/1981
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
AAG CAPITAL HOLDINGS, LLCOWNER
GUINTA, GREGG ARTHURPRESIDENT3187502
SILVESTRO, MICHELEFINOP6960939
WILKES, DEREK ALLENCCO5168873

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AAG CAPITAL, INC

AAG CAPITAL, INC

CRD#: 188

TRUST BUT VERIFY

Monitor Wayne Altman

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics