Javier Greene
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Javier Greene, who also goes by Javier Enrique Green Valenzuela, Javier E Greene, Javier Enrique Greene, was a registered financial professional .
Javier is a previously registered financial professional and started their career in finance in 1995. Javier had worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 30, 2013 - June 19, 2015
FIRST BROKERAGE AMERICA, L.L.C.
October 30, 2013 - November 24, 2015
FIRST BROKERAGE AMERICA, L.L.C.
July 27, 2012 - November 1, 2013
NYLIFE SECURITIES LLC
October 29, 2010 - July 12, 2012
ALLSTATE FINANCIAL ADVISORS, LLC
October 29, 2010 - July 12, 2012
ALLSTATE FINANCIAL SERVICES, LLC
June 25, 2008 - September 20, 2010
CUNA BROKERAGE SERVICES, INC.
December 6, 2007 - September 20, 2010
CUNA BROKERAGE SERVICES, INC.
March 18, 2003 - December 5, 2007
CETERA WEALTH SERVICES, LLC
October 28, 1999 - April 1, 2003
WAMU INVESTMENTS, INC.
July 12, 1999 - March 17, 2000
BANC OF AMERICA INVESTMENT SERVICES, INC.
March 22, 1996 - July 12, 1999
BA INVESTMENT SERVICES, INC.
May 30, 1995 - November 21, 1995
EDWARD JONES
March 8, 1995 - May 4, 1995
INTERFIRST CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST BROKERAGE AMERICA, L.L.C.
CRD#: 43431 / SEC#: , 8-50271
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ELLEN C. DIERBERG FAMILY TRUST | OWNER | |
| JAMES F. DIERBERG II FAMILY TRUST | OWNER | |
| MICHAEL J. DIERBERG FAMILY TRUST | OWNER | |
| DIERBERG, MARY WELP | TRUSTEE OF THREE SEPARATE FAMILY TRUSTS FOR JAMES F., ELLEN C. AND MICHAEL J. DIERBERG | 4053054 |
| FIRST BANKS, INC | TRUSTEE OF THREE SEPARATE FAMILY TRUSTS FOR JAMES F., ELLEN C. AND MICHAEL J. DIERBERG | |
| FURMAN, EDWARD DAVID | MSRB PRINCIPAL | 1426353 |
| PRESSON, DAVID ALAN | CHIEF COMPLIANCE OFFICER - INVESTMENT ADVISER | 1237920 |
| ROBERTS, SARAH ANN | OPERATIONS MANAGER | 2472587 |
| TODD, EUGENE REEVES | CHIEF COMPLIANCE OFFICER - BROKER/DEALER | 2639876 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
