Diane M. Woolf

WEALTHRAMP

Osterville, MA

Some features on this profile are disabled

CRD#: 2548648

Professional summary

Diane Michele Woolf, who also goes by Diane Michele Chretien, is a registered financial advisor currently at WEALTHRAMP, INC. located in Osterville, Massachusetts.

Diane is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Diane has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Diane Michele Chretien

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Diane Michele Woolf's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 13, 2019 - Present

WEALTHRAMP, INC.

RIA

CRD#: 290683

Osterville, MA

Past

November 8, 2012 - January 4, 2016

BELLMARK PARTNERS, LLC

CRD#: 155357

BOSTON, MA

Past

January 6, 2009 - November 2, 2010

COVINGTON ASSOCIATES, LLC

CRD#: 127437

BOSTON, MA

Past

August 22, 2000 - November 15, 2001

TUCKER ANTHONY INCORPORATED

CRD#: 837

BOSTON, MA

Past

January 11, 2000 - July 7, 2000

ROBERTSON STEPHENS, INC.

CRD#: 41271

SAN FRANCISCO, CA

Past

February 13, 1997 - November 10, 1999

ROBERTSON STEPHENS, INC.

CRD#: 41271

SAN FRANCISCO, CA

Past

April 18, 1996 - July 18, 1996

STONEBRIDGE ASSOCIATES, LLC

CRD#: 40416

BOSTON, MA

Past

July 3, 1995 - March 4, 1996

BNY CAPITAL MARKETS INC.

CRD#: 18303

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTHRAMP, INC.

CRD#: 290683 / SEC#: 801-112170

RIA

Registered Investment Advisory firm - (12/15/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/13/2019)

IAR

Massachusetts
(3/5/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/13/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/31/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/4/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/5/2009

General Securities Representative Examination

Current Firm

WEALTHRAMP, INC.

CRD#: 290683 / SEC#: 801-112170

RIA

Registered Investment Advisory firm - (12/15/2017 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Osterville, MA

Mailing Address

Phone number

(415) 378-8240

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WEALTHRAMP DISCLOSURE BROCHURE (1/23/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Diane M. Woolf

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Diane Michele Woolf's CRS (Customer Relationship Summary).

Certified licenses

Experience

BELLMARK PARTNERS, LLC

COVINGTON ASSOCIATES, LLC

TUCKER ANTHONY INCORPORATED

ROBERTSON STEPHENS, INC.

ROBERTSON STEPHENS, INC.

STONEBRIDGE ASSOCIATES, LLC

BNY CAPITAL MARKETS INC.

Primary Firm SEC Registration

WEALTHRAMP, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/13/2019

Series 63

Date: 12/31/2008

SIE

Date: 1/4/2016

Series 7

Date: 1/5/2009

Current Firm

WEALTHRAMP, INC.

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

WEALTHRAMP, INC.

TRUST BUT VERIFY

Similar Advisors