JL
John D. Lamb
CETERA INVESTMENT ADVISERS LLC
TULSA, OK 74119
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CRD#: 2548636
JL
Professional summary
John David Lamb, AIF® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Tulsa, Oklahoma and CETERA WEALTH SERVICES, LLC located in Tulsa, Oklahoma.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. John has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. ABS Financial; Yes; 2232 SE WASHINGTON BLVD SUITE 202; BARTLESVILLE; OK; 74006; DBA; owner; 1/31/2009; 160; 160; DBA for bank account 2. OKLAHOMA-CRIME STOPPERS, INC; No; 2232 SE WASHINGTON BLVD SUITE 202; BARTLESVILLE; OK; 74006; NON-PROFIT ORGANIZATION; CHAIRMAN; 9/1/2009; 8; 0; LEADERSHIP AND MANAGEMENT 3. Financial Advisors Network, Inc.; Yes; 2232 SE WASHINGTON BLVD SUITE 202; BARTLESVILLE; OK; 74006; marketing organization; sales person; 5/21/2007; 32; 32; marketing of retirement plans and securities products 4. CRIME STOPPERS GLOBAL SOLUTIONS, INC; No; 207 N 2ND ST; MUSKOGEE; OK; 74401; NON-PROFIT ORGANIZATION; CHAIRMAN; 2/1/2017; 2; 0; OVERSE INTERNATIONAL OPERATIONS OF CRIME STOPPERS PROGRAM 5. LAMB FARMS, INC; No; 1012 HAZEL COURT; BARTLESVILLE; OK; 74006; CATTLE RANCH; OWNER; 6/1/2013; 12; 0; RAISING CATTLE 6. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START: 1/1995; APX # OF HRS/WK & DUR TRD HRS: 1; TITLE: INSURANCE AGENT; DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 7. Order of DeMolay- Howard Weber Chapter; No; 610 NE WASHINGTON BLVD; BARTLESVILLE; OK; ; volunteer organization; board member; 1/1/1999; 4; 4; teach kids leadership skills, work wirh kids at meetings 8. Nowata Masonic Lodge; No; 218 N MAPLE; NOWATA; OK; 74048; masonic lodge; officer; 12/17/2007; 8; 8; act as trustee with 2 other officers of lodge assets 9. John Lamb; No; 2232 SE Washington Blvd #202; Bartlesville; OK; 74006; Website programming; Me; 5/22/2018; 4; 0; Website programming 10. Nowata County 911; No; 229 N Maple St,; Nowata; OK; 74048; coordinate 911 phone system; IT Manager for Sheriffs Office; 2/2/2020; 1; 0; Advise and coordinate 11. Advanced Benefit Systems, Inc.; No; 2232 SE Washington Blvd, Suite 202; Bartlesville; OK; 74006; Financial Services/dba; President; 1/1/1994; 80; 20; Sell and Service Insurance Products 12. Tritanium Labs USA; No; 836 S Arlington Heights Road #156; Elk Grove Village; IL; 60007; Consult on the production and marketing of products.; Consultant; 6/1/2020; 10; 2; Consult on the production and marketing of hand sanitizer and other safety products for companies and the general public. 13. Financial Advisor Network, LLC; Yes; 2232 SE Washington Blvd, Suite 202; Bartlesville; OK; 74006; Financial Services/DBA; Investment Advisor Representative; 5/10/2021; 160; 160; SALE AND SERVICE INSURANCE, SECURITIES AND INVESTMENT PRODUCTS 14. NAME OF OTHER BUSINESS: PROTECTIVE SECURITY ASSESSMENT, INC.; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: BOARD OF DIRECTORS; START: 4/2023; TITLE: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1-2; APX NUMBER OF HOURS DURING TRADING HOURS: 1-2; DUTIES: ATTEND BOARD MEETINGS AND PROVIDE ASSESSMENTS OF SECURITY FOR SCHOOLS AND PUBLIC BUILDINGS; 15. NAME OF OTHER BUSINESS: BARTLESVILLE MASONIC LODGE #284; INVESTMENT RELATED: NO; ADDRESS: 610 N. E. WASHINGTON BLVD BARTLESVILLE, OK 74006; NATURE OF BUSINESS: BOARD; START: 2/2024; TITLE: FINANCE COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; DUTIES: REVIEW INVESTMENTS WITH COMMITTEE MEMBERS, ENSURE INVESTMENT POLICY STATEMENT IS BEING FOLLOWED;
CRS (Client Relationship Summary) - RIA
Click below to view John David Lamb's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1350 S Boulder Ave Ste 300, Tulsa, OK 74119Office #2: 2360 Nowata Place Suite A, Bartlesville, OK 74006RIA
CRD#: 105644
TULSA, OK
Current
June 9, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 4755 E 91st Street Ste B, Tulsa, OK 74137Office #2: 2232 Se Washington Blvd Ste 202, Bartlesville, OK 74006BD
CRD#: 13572
Tulsa, OK
Past
June 9, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
March 9, 1999 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
BARTLESVILLE, OK
Past
January 28, 1997 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
BARTLESVILLE, OK
Past
February 6, 1995 - July 5, 1995
WMA SECURITIES, INC.
BD
CRD#: 32625
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(9/15/2023)
RR
California(6/9/2021)
RR
Colorado(6/9/2021)
RR
Florida(6/10/2021)
RR
Georgia(6/9/2021)
RR
Illinois(6/9/2021)
RR
Kansas(6/9/2021)
RR
Nevada(6/9/2021)
RR
New Mexico(6/9/2021)
RR
Ohio(6/9/2021)
RR
Oklahoma(6/9/2021)
IAR
Oklahoma(6/29/2023)
RR
Puerto Rico(6/9/2021)
RR
Texas(6/9/2021)
IAR
Texas(6/29/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Tulsa, OK 74119TRUST BUT VERIFY
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