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JL

John David Lamb

AIF®
CETERA INVESTMENT ADVISERS
TULSA, OK
·CRD# 2548636·32 years experience

Professional Summary

John David Lamb, AIF® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Tulsa, Oklahoma and CETERA WEALTH SERVICES, LLC located in Tulsa, Oklahoma. John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. John has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

AIF®
Accredited Investment Fiduciary

Years of Experience

32 years in the financial services industry

Current & Past Employments

CETERA INVESTMENT ADVISERS LLC·CRD# 105644
RIA
1. 4755 E 91st Street Ste B, Tulsa, OK 741372. 2232 Se Washington Blvd Ste 202, Bartlesville, OK 74006
June 29, 2023 - Present
CETERA WEALTH SERVICES, LLC·CRD# 13572
BD
1. 4755 E 91st Street Ste B, Tulsa, OK 741372. 2232 Se Washington Blvd Ste 202, Bartlesville, OK 74006
June 9, 2021 - Present
CETERA WEALTH SERVICES, LLC·CRD# 13572
RIA
El Segundo, CA
June 9, 2021 - June 29, 2023
VOYA FINANCIAL ADVISORS, INC.·CRD# 2882
RIA
Bartlesville, OK
March 9, 1999 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.·CRD# 2882
BD
Bartlesville, OK
January 28, 1997 - June 9, 2021
WMA SECURITIES, INC.·CRD# 32625
BD
Duluth, GA
February 6, 1995 - July 5, 1995

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Current Firm

CI
CETERA INVESTMENT ADVISERS LLC

CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - SEC (1/13/1984 Approved)

Contact Information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Phone Number

(310) 257-7880

# of Employees

10,251

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

813,961

AUM (Assets Under Management)

$256,813,748,739

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
09/25/2026Cover PageReport
10/27/2025Cover PageReport
12/13/2024Cover PageReport
09/26/2023Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. ABS Financial; Yes; 2232 SE WASHINGTON BLVD SUITE 202; BARTLESVILLE; OK; 74006; DBA; owner; 1/31/2009; 160; 160; DBA for bank account 2. OKLAHOMA-CRIME STOPPERS, INC; No; 2232 SE WASHINGTON BLVD SUITE 202; BARTLESVILLE; OK; 74006; NON-PROFIT ORGANIZATION; CHAIRMAN; 9/1/2009; 8; 0; LEADERSHIP AND MANAGEMENT 3. Financial Advisors Network, Inc.; Yes; 2232 SE WASHINGTON BLVD SUITE 202; BARTLESVILLE; OK; 74006; marketing organization; sales person; 5/21/2007; 32; 32; marketing of retirement plans and securities products 4. CRIME STOPPERS GLOBAL SOLUTIONS, INC; No; 207 N 2ND ST; MUSKOGEE; OK; 74401; NON-PROFIT ORGANIZATION; CHAIRMAN; 2/1/2017; 2; 0; OVERSE INTERNATIONAL OPERATIONS OF CRIME STOPPERS PROGRAM 5. LAMB FARMS, INC; No; 1012 HAZEL COURT; BARTLESVILLE; OK; 74006; CATTLE RANCH; OWNER; 6/1/2013; 12; 0; RAISING CATTLE 6. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START: 1/1995; APX # OF HRS/WK & DUR TRD HRS: 1; TITLE: INSURANCE AGENT; DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 7. Order of DeMolay- Howard Weber Chapter; No; 610 NE WASHINGTON BLVD; BARTLESVILLE; OK; ; volunteer organization; board member; 1/1/1999; 4; 4; teach kids leadership skills, work wirh kids at meetings 8. Nowata Masonic Lodge; No; 218 N MAPLE; NOWATA; OK; 74048; masonic lodge; officer; 12/17/2007; 8; 8; act as trustee with 2 other officers of lodge assets 9. John Lamb; No; 2232 SE Washington Blvd #202; Bartlesville; OK; 74006; Website programming; Me; 5/22/2018; 4; 0; Website programming 10. Nowata County 911; No; 229 N Maple St,; Nowata; OK; 74048; coordinate 911 phone system; IT Manager for Sheriffs Office; 2/2/2020; 1; 0; Advise and coordinate 11. Advanced Benefit Systems, Inc.; No; 2232 SE Washington Blvd, Suite 202; Bartlesville; OK; 74006; Financial Services/dba; President; 1/1/1994; 80; 20; Sell and Service Insurance Products 12. Tritanium Labs USA; No; 836 S Arlington Heights Road #156; Elk Grove Village; IL; 60007; Consult on the production and marketing of products.; Consultant; 6/1/2020; 10; 2; Consult on the production and marketing of hand sanitizer and other safety products for companies and the general public. 13. Financial Advisor Network, LLC; Yes; 2232 SE Washington Blvd, Suite 202; Bartlesville; OK; 74006; Financial Services/DBA; Investment Advisor Representative; 5/10/2021; 160; 160; SALE AND SERVICE INSURANCE, SECURITIES AND INVESTMENT PRODUCTS 14. NAME OF OTHER BUSINESS: PROTECTIVE SECURITY ASSESSMENT, INC.; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: BOARD OF DIRECTORS; START: 4/2023; TITLE: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1-2; APX NUMBER OF HOURS DURING TRADING HOURS: 1-2; DUTIES: ATTEND BOARD MEETINGS AND PROVIDE ASSESSMENTS OF SECURITY FOR SCHOOLS AND PUBLIC BUILDINGS; 15. NAME OF OTHER BUSINESS: BARTLESVILLE MASONIC LODGE #284; INVESTMENT RELATED: NO; ADDRESS: 610 N. E. WASHINGTON BLVD BARTLESVILLE, OK 74006; NATURE OF BUSINESS: BOARD; START: 2/2024; TITLE: FINANCE COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; DUTIES: REVIEW INVESTMENTS WITH COMMITTEE MEMBERS, ENSURE INVESTMENT POLICY STATEMENT IS BEING FOLLOWED;

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC

CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - SEC (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arkansas
(9/15/2023)
RR
California
(6/9/2021)
RR
Colorado
(6/9/2021)
RR
Florida
(6/10/2021)
RR
Georgia
(6/9/2021)
RR
Illinois
(6/9/2021)
RR
Kansas
(6/9/2021)
RR
Nevada
(6/9/2021)
RR
New Mexico
(6/9/2021)
RR
Ohio
(6/9/2021)
RR
Oklahoma
(6/9/2021)
IAR
Oklahoma
(6/29/2023)
RR
Puerto Rico
(6/9/2021)
RR
Texas
(6/9/2021)
IAR
Texas
(6/29/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Feb 1999About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1994About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2000About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Feb 1995About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view John David Lamb's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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