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RD

Ronald Anthony Digiore Jr

PATRICK CAPITAL MARKETS
Irvine, CA
·CRD# 2548501·30 years registered

Professional Summary

Ronald Anthony Digiore JR, who also goes by Ronald Anthony Digiore, is a registered financial advisor currently at PATRICK CAPITAL MARKETS, LLC located in Irvine, California. Ronald is registered as a RR (Registered Representative) and started their career in finance in 1996. Ronald has worked at 4 firms and has passed the Series 63, SIE, Series 55, Series 25, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ronald Anthony Digiore

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years registered in the securities industry

Current & Past Employments

Current

PATRICK CAPITAL MARKETS, LLCCurrent·CRD# 16518
BD
Irvine, CA
February 10, 2020 - Present

Past

COREBRIDGE CAPITAL SERVICES, INC.Past·CRD# 13158
BD
Jersey City, NJ
October 16, 2007 - September 20, 2019
PIPER SANDLER & CO.Past·CRD# 665
BD
Minneapolis, MN
June 29, 2000 - June 8, 2007
GLEACHER & COMPANY SECURITIES, INC.Past·CRD# 298
BD
New York, NY
May 20, 1996 - March 31, 2000

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Current Firm

PC
PATRICK CAPITAL MARKETS, LLC

PATRICK CAPITAL MARKETS | PATRICK FINANCIAL CORPORATION | PATRICK CAPITAL MARKETS, LLC

CRD#: 16518 / SEC#: 8-34099
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Contact Information

Main Address

11152 South Towne Square, St Louis, MO 63123

Mailing Address

11152 South Towne Square, St. Louis, MO 63123

Phone Number

(314) 528-3000

Established

Missouri since 06/16/2008

Firm Type

Limited Liability Company

Fiscal Year End

June

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SAXONY FINANCIAL HOLDINGS, LLC.SOLE OWNER/ MEMBER—
KLUMP, RYAN CHRISTOPHERCHIEF EXECUTIVE OFFICER4762698
MATARAZZI, NATHAN DOMENICOFINOP, POO, AND PFO4827090
MITCHELL, JARAD BYRAMPRESIDENT4811305
WEBSTER, TERRANCE MICHAELCHIEF COMPLIANCE OFFICER6826889

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(2/10/2020)
RR
New York
(2/10/2020)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1996About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Jul 2004

Series 25 — NYSE Trading Assistant Examination

Passed Oct 2000

Series 7 — General Securities Representative Examination

Passed Apr 1996About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Mar 2007About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Ronald Anthony Digiore JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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