Ronald A. Digiore
Professional summary
Ronald Anthony Digiore JR, who also goes by Ronald Anthony Digiore, is a registered financial professional currently at PATRICK CAPITAL MARKETS, LLC located in Irvine, California.
Ronald is registered as a RR (Registered Representative) and started their career in finance in 1996. Ronald has worked at 4 firms and has passed the Series 63, SIE, Series 55, Series 25, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ronald Anthony Digiore JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 10, 2020 - Present
PATRICK CAPITAL MARKETS, LLC
October 16, 2007 - September 20, 2019
COREBRIDGE CAPITAL SERVICES, INC.
June 29, 2000 - June 8, 2007
PIPER SANDLER & CO.
May 20, 1996 - March 31, 2000
GLEACHER & COMPANY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/10/2020)
(2/10/2020)
Exams
Series 55
Date: 7/17/2004
Limited Representative-Equity Trader ExamSeries 25
Date: 10/17/2000
NYSE Trading Assistant ExaminationFINRA
Current Firm
PATRICK CAPITAL MARKETS, LLC
CRD#: 16518 / SEC#: , 8-34099
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SAXONY FINANCIAL HOLDINGS, LLC. | SOLE OWNER/ MEMBER | |
| CLARK, BRIAN LESLEY | PRESIDENT, CEO, AND CFO | 4802438 |
| KLUMP, RYAN CHRISTOPHER | SENIOR VICE PRSIDENT | 4762698 |
| MATARAZZI, NATHAN DOMENICO | FINOP, POO AND PFO | 4827090 |
| MITCHELL, JARAD BYRAM | COO | 4811305 |
| WEBSTER, TERRANCE MICHAEL | CHIEF COMPLIANCE OFFICER | 6826889 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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