Ronald Anthony Digiore Jr
Professional Summary
Ronald Anthony Digiore JR, who also goes by Ronald Anthony Digiore, is a registered financial advisor currently at PATRICK CAPITAL MARKETS, LLC located in Irvine, California. Ronald is registered as a RR (Registered Representative) and started their career in finance in 1996. Ronald has worked at 4 firms and has passed the Series 63, SIE, Series 55, Series 25, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Ronald Anthony Digiore
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
30 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
PATRICK CAPITAL MARKETS | PATRICK FINANCIAL CORPORATION | PATRICK CAPITAL MARKETS, LLC
Contact Information
Main Address
11152 South Towne Square, St Louis, MO 63123Mailing Address
11152 South Towne Square, St. Louis, MO 63123Phone Number
(314) 528-3000Established
Missouri since 06/16/2008Firm Type
Limited Liability CompanyFiscal Year End
JuneFirm Size
SmallFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(2/10/2020)
(2/10/2020)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Jul 2004Series 25 — NYSE Trading Assistant Examination
Passed Oct 2000SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Ronald Anthony Digiore JR's CRS (Customer Relationship Summary).
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