Ralph Incantalupo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ralph Incantalupo was a registered financial professional .
Ralph is a previously registered financial professional and started their career in finance in 1970. Ralph had worked at 6 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 5, 1996 - May 23, 2013
U.S. SECURITIES, INTL. CORP.
April 29, 1991 - January 6, 1995
DONALD & CO. SECURITIES INC.
July 27, 1977 - April 30, 1991
CROWN FINANCIAL GROUP, INC.
September 23, 1975 - March 2, 1976
JESUP & LAMONT INC
April 23, 1974 - September 21, 1975
GRANGER & COMPANY
December 15, 1971 - August 3, 1973
INTERNATIONAL ESTATE PLANNERS, INC.
July 29, 1970 - January 4, 1972
CROWN FINANCIAL GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 9/13/1960
Registered Representative ExaminationCurrent Firm
U.S. SECURITIES, INTL. CORP.
CRD#: 11238 / SEC#: , 8-18118
Contact information
FINRA licenses (14 States and Territories)
Disclosures
| Regulatory Event | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
