Hayley N. Nelson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hayley Nicole Nelson was a registered financial professional .
Hayley is a previously registered financial professional and started their career in finance in 1994. Hayley had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 26, 2016 - April 1, 2016
BENCHRATE INVESTMENT CONSULTING, INC.
August 27, 2007 - April 28, 2015
FEF DISTRIBUTORS, LLC
June 3, 1997 - July 19, 1999
CETERA WEALTH SERVICES, LLC
April 25, 1995 - April 29, 1997
MIDWOOD SECURITIES, INC.
November 4, 1994 - February 14, 1995
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BENCHRATE INVESTMENT CONSULTING, INC.
CRD#: 282008 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
