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KR

Kent Stanton Redwine

CRD# 2548182·Registered 1995 - 2019
Previously Registered: Being a previously registered professional could mean that Kent is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Kent Stanton Redwine was a registered financial advisor. Kent was a previously registered financial professional and started their career in finance 1995 - 2019. Kent had worked at 5 firms and has passed the Series 63, SIE, Series 79, Series 82 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

STILLPOINT CAPITAL, LLC·CRD# 133146
BD
Tampa, FL
February 2, 2015 - October 18, 2019
MERRIMAN CAPITAL, INC.·CRD# 18296
BD
New York, NY
December 19, 2007 - August 26, 2008
THOMAS WEISEL PARTNERS LLC·CRD# 46237
BD
San Francisco, CA
June 7, 1999 - January 8, 2002
BANC OF AMERICA SECURITIES LLC·CRD# 26091
BD
New York, NY
October 1, 1998 - May 3, 1999
BANCAMERICA SECURITIES, INC.·CRD# 17977
BD
San Francisco, CA
January 4, 1995 - October 1, 1998

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Current Firm

SC
STILLPOINT CAPITAL, LLC

FIRST LEGACY GLOBAL MARKETS, LLC | STOCK SALE COMPLIANCE LLC | STILLPOINT CAPITAL, LLC | STILLPOINT CAPITAL PARTNERS | STILLPOINT CAPITAL MARKETS | STILLPOINT CAPITAL AFFILIATES

CRD#: 133146 / SEC#: 8-66688
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

4830 West Kennedy Blvd Suite 600, Tampa, FL 33609

Mailing Address

4830 West Kennedy Blvd Suite 600, Tampa, FL 33609

Phone Number

(813) 891-9100

Established

Florida since 04/19/2004

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
AMY C. CROSS, P.A.OWNER—
BOLTON, RYAN LEEPRESIDENT & CCO6872016
CAMPBELL, ROBERT NMNFINOP, PFO & POO1349154
FOLEY, AMY CCEO, DESIGNATED PRINCIPAL, EXECUTIVE REP.4485658

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2015About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed May 2015About the Series 79 exam

Series 82 — Limited Representative-Private Securities Offerings

Passed Feb 2015About the Series 82 exam

Series 7 — General Securities Representative Examination

Passed Dec 2007About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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KR
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