Lawrence J. Salice
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Joseph Salice, who also goes by Lawrence Joe Salice, was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 1994. Lawrence had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 4, 1998 - July 24, 1998
INTERNATIONAL BOND AND SHARE, INC.
March 27, 1998 - April 17, 1998
LEGEND MERCHANT GROUP, INC.
March 10, 1997 - October 15, 1997
ROYCE INVESTMENT GROUP, INC.
October 19, 1994 - March 6, 1997
STERLING FOSTER & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INTERNATIONAL BOND AND SHARE, INC.
CRD#: 43196 / SEC#: , 8-50173
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
