Everton C. Lewis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Everton Clyde Lewis was a registered financial professional .
Everton is a previously registered financial professional and started their career in finance in 1994. Everton had worked at 9 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 3, 2002 - April 19, 2004
BERRY-SHINO SECURITIES, INC.
June 25, 1998 - May 14, 2002
MAY, DAVIS GROUP INC.
September 17, 1996 - August 11, 1998
PHD CAPITAL
April 30, 1996 - August 8, 1996
AMERICAN INVESTMENT SERVICES, INC.
December 5, 1995 - May 2, 1996
DOMINARI SECURITIES LLC
August 30, 1995 - January 17, 1996
BUTTONWOOD SECURITIES, INC.
June 29, 1995 - September 8, 1995
COMMONWEALTH ASSOCIATES
December 9, 1994 - December 22, 1995
GKN SECURITIES CORP.
November 10, 1994 - November 30, 1994
SOUTH RICHMOND SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BERRY-SHINO SECURITIES, INC.
CRD#: 38098 / SEC#: , 8-48091
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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