Robert E. Immig
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Edward Immig, who also goes by Bob Immig, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1982. Robert had worked at 14 firms and has passed the Series 63, SIE, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 24, 2013 - November 17, 2014
MIDKIFF & STONE CAPITAL GROUP, INC.
August 3, 2009 - December 31, 2011
CAMBRIA CAPITAL, LLC
March 6, 2007 - March 27, 2008
EQUITY TRADING ONLINE, LLC
June 16, 1998 - October 5, 2005
FASCO INTERNATIONAL, INC.
September 22, 1997 - February 5, 1998
LUMIERE SECURITIES, INC.
June 6, 1997 - September 5, 1997
STRATEGIC RESOURCE MANAGEMENT, INC.
March 7, 1996 - June 13, 1997
GLOBAL FINANCIAL GROUP, INC.
August 15, 1995 - January 26, 1996
FIRST ASSOCIATED SECURITIES GROUP, INC.
May 10, 1995 - July 26, 1995
FIN-ATLANTIC SECURITIES, INC.
January 25, 1993 - January 9, 1995
ROCKY MOUNTAIN SECURITIES & INVESTMENTS, INC.
October 26, 1990 - January 21, 1993
KOBER FINANCIAL CORP.
February 15, 1989 - September 26, 1990
FIRST EAGLE, INC.
August 5, 1986 - January 14, 1989
WALL STREET WEST, INC.
November 20, 1985 - May 2, 1986
FIRST EAGLE, INC.
October 28, 1982 - August 13, 1986
DEVANNEY, BURGIN, SHANACY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/18/1970
Registered Representative ExaminationCurrent Firm
MIDKIFF & STONE CAPITAL GROUP, INC.
CRD#: 10231 / SEC#: , 8-26726
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MIDKIFF, MORRIS EZRA | PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER AND OWNER | 852872 |
| MIDKIFF, MARY MARGARET | SECRETARY |
Regulatory assets under management
| Total Number of Accounts | 19 |
| AUM (Assets Under Management) | $ 4,200,000 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
