Patrick P. Mcginn

RETIREMENT RESOURCES INVESTMENT

Peabody, MA 01960

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CRD#: 2547975

Professional summary

Patrick P Mcginn is a registered financial advisor currently at RETIREMENT RESOURCES INVESTMENT CORPORATION located in Peabody, Massachusetts.

Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Patrick has worked at 2 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LICENSED AS INDIVIDUAL INSURANCE AGENT ENGAGING IN OCCASIONAL INSURANCE BUSINESS FROM OFFICE. THIS HAS BEEN THE CASE FOR OVER 5 YEARS AND DOES NOT INTERFERE WITH MY SECURITIES BUSINES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick P Mcginn's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 24, 2007 - Present

RETIREMENT RESOURCES INVESTMENT CORPORATION

Office #1: 100 Corporate Place, Peabody, MA 01960

RIA

CRD#: 47723

Peabody, MA

Past

October 27, 1999 - January 2, 2015

RETIREMENT RESOURCES INVESTMENT CORPORATION

CRD#: 47723

PEABODY, MA

Past

October 13, 1994 - November 3, 1999

BIRCHTREE FINANCIAL SERVICES LLC

CRD#: 15014

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RETIREMENT RESOURCES INVESTMENT CORPORATION

RETIREMENT RESOURCE INVESTMENT CORP. | RETIREMENT RESOURCES INVESTMENT CORPORATION

CRD#: 47723 / SEC#: 801-64658, 8-51876

RIA

Registered Investment Advisory firm - SEC (9/2/2005 Approved)

Terminated by SEC on 12/31/2014

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(7/27/2007)

IAR

Texas
(8/7/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/18/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/17/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/2/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/12/1994

General Securities Representative Examination

Current Firm

RETIREMENT RESOURCES INVESTMENT CORPORATION

RETIREMENT RESOURCE INVESTMENT CORP. | RETIREMENT RESOURCES INVESTMENT CORPORATION

CRD#: 47723 / SEC#: 801-64658, 8-51876

RIA

Registered Investment Advisory firm - SEC (9/2/2005 Approved)

Terminated by SEC on 12/31/2014

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Contact information

Main Address

100 Corporate Place, Peabody, MA 01960

Mailing Address

Phone number

(978) 536-9000

Established

Massachusetts since 04/15/1999

Firm type

Corporation

Fiscal year end

June

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 APPENDIX 1 WRAP FEE PROGRAM BROCHURE (4/17/2025)

RETIREMENT RESOURCES DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS (4/17/2025)

Direct owners and executive officers

Name	Position	CRD#
PHILLIPS, JAMES FRANKLIN	PRESIDENT, TREASURER, DIRECTOR, CHIEF COMPLIANCE OFFICER, CFO	858532
GENDRON, KAREN MARIE	FINOP	1503330

Regulatory assets under management

Total Number of Accounts	290
AUM (Assets Under Management)	$ 1,992,257,844

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Patrick P. Mcginn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick P Mcginn's CRS (Customer Relationship Summary).

Certified licenses

Experience

RETIREMENT RESOURCES INVESTMENT CORPORATION

BIRCHTREE FINANCIAL SERVICES LLC

Primary Firm SEC Registration

RETIREMENT RESOURCES INVESTMENT CORPORATION

State Registrations and Notice Filings

Exams

Series 66

Date: 7/18/2007

Series 63

Date: 10/17/1994

SIE

Date: 1/2/2015

Series 7

Date: 10/12/1994

Current Firm

RETIREMENT RESOURCES INVESTMENT CORPORATION

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Red Flags

Company Information

RETIREMENT RESOURCES INVESTMENT CORPORATION

TRUST BUT VERIFY

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