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Claudette Y. Burgess-gay

TRADEPRO SECURITIES, LLC.
Lawrenceville, GA
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CRD#: 2547910
CB
Claudette Yvonne Burgess-gayTRADEPRO SECURITIES, LLC.

Professional summary


Claudette Yvonne Burgess-gay, who also goes by Claudette Yvonne Burgess, Claudette Yvonne Gay, is a registered financial professional currently at TRADEPRO SECURITIES, LLC. located in Lawrenceville, Georgia and OPTIONALITY SECURITIES located in West Conshohocken, Pennsylvania.

Claudette is registered as a RR (Registered Representative) and started their career in finance in 1997. Claudette has worked at 15 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 24, Series 27, Series 14 and Series 53 exams.

Aliases


Claudette Yvonne Burgess | Claudette Yvonne Gay

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Claudette Yvonne Burgess-gay's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 1, 2019 - Present

TRADEPRO SECURITIES, LLC.

BD
CRD#: 103781
Lawrenceville, GA
Current

June 9, 2026 - Present

OPTIONALITY SECURITIES

Office #1: 200 Barr Harbor Drive Suite 400, West Conshohocken, PA 19428
BD
CRD#: 313329
WEST CONSHOHOCKEN, PA
Past

May 19, 2014 - August 4, 2014

WORLD TRADE FINANCIAL CORPORATION

BD
CRD#: 42638
SAN DIEGO, CA
Past

October 21, 2013 - January 16, 2018

GLOBAL EMERGING CAPITAL GROUP, LLC

BD
CRD#: 130120
NEW YORK, NY
Past

September 3, 2013 - May 18, 2015

JUMPSTART SECURITIES, LLC

BD
CRD#: 156214
ATLANTA, GA
Past

January 31, 2012 - March 15, 2012

OCEAN CROSS CAPITAL MARKETS LLC

BD
CRD#: 156256
WESTPORT, CT
Past

January 1, 2010 - October 18, 2010

ALLIANCE WARBURG GLOBAL FINANCIAL SERVICES, INC.

BD
CRD#: 43979
LOS ANGELES,, CA
Past

January 30, 2008 - March 28, 2008

MVP AMERICAN SECURITIES

BD
CRD#: 118286
LAS VEGAS, NV
Past

February 1, 2007 - September 27, 2007

LEGEND SECURITIES, INC.

BD
CRD#: 44952
NEW YORK, NY
Past

August 3, 2004 - June 19, 2007

NEW YORK GLOBAL SECURITIES, INC.

BD
CRD#: 46429
NEW YORK, NY
Past

December 18, 2003 - May 26, 2004

NORTH AMERICAN CLEARING, INC.

BD
CRD#: 39118
LONGWOOD, FL
Past

July 10, 2003 - January 13, 2004

FRANKLIN ROSS, INC.

BD
CRD#: 43610
PRINCETON, NJ
Past

February 14, 2001 - July 3, 2001

POINT DIREX SECURITIES, LLC

BD
CRD#: 41437
ORLANDO, FL
Past

January 28, 2000 - February 15, 2001

ARGO SECURITIES CORP.

BD
CRD#: 38473
PLANO, TX
Past

December 8, 1997 - February 1, 2000

JOSEPH CHARLES & ASSOC., INC.

BD
CRD#: 3949
BOCA RATON, FL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(12/11/2019)

Exams


State Security Law Exam
RR
Series 63
Date: 3/5/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq Stock Market

Current Firm


OS
OPTIONALITY SECURITIES
OPTIONALITY SECURITIES | OPTIONALITY SECURITIES, LLC

CRD#: 313329 / SEC#: , 8-70680

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information


Main Address
200 Barr Harbor Drive Suite 400, West Conshohocken, PA 19428
Mailing Address
200 Barr Harbor Drive Suite 400, West Conshohocken, PA 19428
Phone number
(443) 812-3308
Established
Delaware since 02/19/2021
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)


Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
OPTIONALITY, INCPARENT
BAUM, ALEC NOELCEO AND CHIEF COMPLIANCE OFFICER7239456
FLIP HOLDINGS, LLCMEMBER
ROMERO, MONIQUE VICTORIAFINOP6712654

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


OPTIONALITY SECURITIES

CRD#: 313329Lawrenceville, GA

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