TK
Timothy J. Kenkel
GENEOS WEALTH MANAGEMENT
Englewood, CO 80112
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CRD#: 2547899
TK
Professional summary
Timothy James Kenkel, who also goes by Timothy J Kenkel, is a registered financial advisor currently at GENEOS WEALTH MANAGEMENT, INC. located in Englewood, Colorado.
Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Timothy has worked at 7 firms and has passed the Series 65, Series 63, Series 99TO, Series 52TO, SIE, Series 7, Series 6, Series 14, Series 4, Series 53, Series 10, Series 9 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Timothy J Kenkel
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Timothy James Kenkel's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Timothy James Kenkel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 11, 2021 - Present
GENEOS WEALTH MANAGEMENT, INC.
Office #1: 9635 Maroon Circle Suite 100, Englewood, CO 80112RIA
BD
CRD#: 120894
Englewood, CO
Current
January 11, 2021 - Present
GENEOS WEALTH MANAGEMENT, INC.
Office #1: 9635 Maroon Circle Suite 100, Englewood, CO 80112RIA
BD
CRD#: 120894
Englewood, CO
Past
February 24, 2012 - January 8, 2021
CASCADE FINANCIAL MANAGEMENT, INC.
RIA
CRD#: 119030
DENVER, CO
Past
February 24, 2012 - December 31, 2020
CASCADE FINANCIAL MANAGEMENT, INC.
BD
CRD#: 119030
DENVER, CO
Past
April 12, 2011 - March 7, 2012
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
DENVER, CO
Past
April 12, 2011 - March 7, 2012
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
DENVER, CO
Past
May 26, 2010 - April 8, 2011
CAPWEST SECURITIES, INC.
RIA
CRD#: 30002
LAKEWOOD, CO
Past
May 26, 2010 - April 8, 2011
CAPWEST SECURITIES, INC.
BD
CRD#: 30002
LAKEWOOD, CO
Past
October 15, 2007 - May 13, 2010
CAPWEST SECURITIES, INC.
RIA
CRD#: 30002
LAKEWOOD, CO
Past
October 15, 2007 - May 13, 2010
CAPWEST SECURITIES, INC.
BD
CRD#: 30002
LAKEWOOD, CO
Past
February 14, 2007 - October 15, 2007
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
BOULDER, CO
Past
March 13, 2003 - October 15, 2007
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
BOULDER, CO
Past
June 1, 2002 - September 13, 2002
J.J.B. HILLIARD, W.L. LYONS, LLC
BD
CRD#: 453
LOUISVILLE, KY
Past
December 7, 1998 - June 1, 2002
PNC BROKERAGE CORP
BD
CRD#: 34671
PITTSBURGH, PA
Past
October 19, 1994 - September 28, 1995
FORESTERS FINANCIAL SERVICES, INC.
BD
CRD#: 305
EDISON, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GW
GENEOS WEALTH MANAGEMENT, INC.
GENEOS WEALTH MANAGEMENT, INC.
CRD#: 120894 / SEC#: 801-62331, 8-65357
RIA
Registered Investment Advisory firm - SEC (8/20/2003 Approved)Arizona
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)California
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)Colorado
Registered Investment Advisory firm - SEC (9/11/2003 Terminated)Connecticut
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)Illinois
Registered Investment Advisory firm - SEC (8/20/2003 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)Texas
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/11/2021)
RR
Colorado(1/11/2021)
IAR
Colorado(1/11/2021)
RR
Massachusetts(12/5/2023)
RR
Missouri(4/8/2022)
RR
Washington(3/26/2026)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
GW
GENEOS WEALTH MANAGEMENT, INC.
GENEOS WEALTH MANAGEMENT, INC.
CRD#: 120894 / SEC#: 801-62331, 8-65357
RIA
Registered Investment Advisory firm - SEC (8/20/2003 Approved)Arizona
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)California
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)Colorado
Registered Investment Advisory firm - SEC (9/11/2003 Terminated)Connecticut
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)Illinois
Registered Investment Advisory firm - SEC (8/20/2003 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)Texas
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
9635 Maroon Circle Suite 100, Englewood, CO 80112
Mailing Address
9635 Maroon Circle Suite 100, Englewood, CO 80112
Phone number
(303) 785-8470
Established
Colorado since 04/12/2002
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
200
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GWM HOLDINGS, INC | STOCKHOLDER | |
| BRUBAKER-RAGER, JODEE MAY | PRESIDENT & CHIEF COMPLIANCE OFFICER | 1888958 |
| DIACHOK, RUSSELL RHINE | DIRECTOR | 1049804 |
| DIACHOK, RYAN WESLEY | CEO | 4047236 |
| HELMS, JEFFREY WRIGHT | DIRECTOR | 1346620 |
| OLSON, RAYMOND COREY | CFO | 1527445 |
| RAGER, DEAN ALLEN | CHIEF OPERATING OFFICER & CHIEF ADVISORY COMPLIANCE OFFICER | 2852133 |
Regulatory assets under management
| Total Number of Accounts | 22,073 |
| AUM (Assets Under Management) | $ 5,597,034,535 |
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
