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Dirk Colin Schnitker

CRD# 2547867·Registered 1994 - 2026
Previously Registered: Being a previously registered professional could mean that Dirk is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Dirk Colin Schnitker was a registered financial advisor. Dirk was a previously registered financial professional and started their career in finance 1994 - 2026. Dirk had worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

21 years in the financial services industry

Current & Past Employments

OTR GLOBAL LLC·CRD# 123809
RIA
Purchase, NY
August 13, 2025 - May 8, 2026
BAADER HELVEA INC.·CRD# 132007
BD
New York, NY
January 7, 2022 - March 28, 2023
AUERBACH GRAYSON & COMPANY LLC·CRD# 30761
BD
New York, NY
October 9, 2014 - February 19, 2019
BRADESCO SECURITIES, INC.·CRD# 104347
BD
New York, NY
June 2, 2011 - October 1, 2014
BANC OF AMERICA SECURITIES LLC·CRD# 26091
BD
New York, NY
May 9, 2001 - May 1, 2002
PERSHING LLC·CRD# 7560
BD
Jersey City, NJ
September 15, 1999 - November 20, 2000
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
February 18, 1997 - September 22, 1998
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
New York, NY
October 26, 1994 - January 16, 1997

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Current Firm

OG
OTR GLOBAL LLC

OFF THE RECORD RESEARCH LLC | OTR GLOBAL LLC

CRD#: 123809

Contact Information

Main Address

One Manhattanville Road Suite 105, Purchase, NY 10577

Phone Number

(914) 908-3994

# of Employees

75

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2022About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 2011About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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