Alan M. Sartin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alan Macklin Sartin was a registered financial professional .
Alan is a previously registered financial professional and started their career in finance in 2013. Alan had worked at 2 firms and has passed the SIE, Series 57 and Series 56 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 7, 2016 - July 8, 2016
G2 TRADING LLC
March 8, 2013 - December 26, 2013
ARCHELON LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 56
Date: 3/7/2013
Proprietary Trader Qualification ExaminationCurrent Firm
G2 TRADING LLC
CRD#: 159978 / SEC#: , 8-69026
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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