Tina M. Newman
Professional summary
Tina Marie Newman was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Tina is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, Tina had worked at 3 firms, which includes BROOKVILLE CAPITAL PARTNERS, CORBY CAPITAL MARKETS INC., FIRST UNION CAPITAL MARKETS CORP..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 4, 2008 - May 28, 2009
BROOKVILLE CAPITAL PARTNERS
March 26, 2007 - April 18, 2008
CORBY CAPITAL MARKETS, INC.
December 5, 1994 - July 6, 1995
FIRST UNION CAPITAL MARKETS CORP.
State Registrations and Notice Filings
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Exams
Current Firm
BROOKVILLE CAPITAL PARTNERS
CRD#: 102380 / SEC#: , 8-52119
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CANTERBURY SECURITIES HOLDINGS INC. | SOLE MEMBER | |
| IEZZONI, GABRIEL ANTHONY | CHIEF COMPLIANCE OFFICER, OPTIONS PRINCIPAL | 1243767 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 5 |
Red Flags
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