Albert M. Imamura
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Albert Masakatsu Imamura was a registered financial professional .
Albert is a previously registered financial professional and started their career in finance in 1972. Albert had worked at 8 firms and has passed the Series 63, Series 7TO, SIE, PC, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 19, 1995 - July 26, 1996
FINANCE 500, INC.
July 18, 1995 - November 20, 2023
CAMDEN FINANCIAL SERVICES
June 23, 1992 - May 18, 1995
ROBERT SCOTT SECURITIES, INC.
June 26, 1987 - June 26, 1992
FIRST HONOLULU SECURITIES, INC.
March 18, 1986 - March 7, 1987
UBS FINANCIAL SERVICES INC.
April 25, 1979 - April 8, 1986
WEDBUSH SECURITIES INC.
February 24, 1978 - July 20, 1990
MORGAN STANLEY DW INC.
March 6, 1972 - February 24, 1978
DEAN WITTER & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationPC
Date: 2/6/1979
AMEX Put and Call ExamSeries 1
Date: 2/24/1972
Registered Representative ExaminationCurrent Firm
FINANCE 500, INC.
CRD#: 12981 / SEC#: , 8-28302
Contact information
Documents
Disclosures
| Regulatory Event | 16 |
| Arbitration | 5 |
| Bond | 1 |
Red Flags
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