LI
Lawrence S. Illoway
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CRD#: 254729
LI
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Stockton Illoway was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 1969. Lawrence had worked at 1 firm and has passed the Series 65, Series 63, Series 7TO, SIE and Series 1 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INSURANCE BROKERAGE - DBA: 1847 FINANCIAL, INVESTMENT-RELATED, 161 WASHINGTON STREET FLOOR 11, SUITE 1111, CONSHOHOCKEN, PA 19428, INSURANCE SALES FOR MULTIPLE CARRIERS INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY, AGENT, START DATE: JUNE 1983, APPROX. NUMBER OF HOURS/MONTH: 10% OF MY TIME, THE NUMBER OF HOURS DEVOTED TO THE OUTSIDE BUSINESS ACTIVITY DURING SECURITIES TRADING HOURS: 10% OF MY TIME, DUTIES: SALE OF LIFE, FIXED, LTC INSURANCE PRODUCTS AND 401(K) PRODUCTS INCLUDING LIFE SETTLEMENTS EFFECTIVE 10/16/2007. 2) CRICKET HILL BEEF, NOT INVESTMENT- RELATED, 535 MERLIN ROAD, PHOENIXVILLE, PA 19460, RAISING AND SELLING BEEF CATTLE, OWNER, START DATE: 2005, APPROX. NUMBER OF HOURS/MONTH: 16, THE NUMBER OF HOURS DEVOTED TO THE OUTSIDE BUSINESS ACTIVITY DURING SECURITIES TRADING HOURS:0, DUTIES: CARE AND FEEDING OF STEERS, MAINTENANCE OF PASTURE AND SALE OF BEEF TO CUSTOMERS. 3)ARDROSSAN BEAGLES SOCIAL HUNTING CLUB | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: OFFICER | ADDRESS: 826 PROVIDENCE ROAD MALVERN, PA 19355 | START DATE: 1/2/1995 | NATURE OF ACTIVITY: SERVICE INDUSTRY/HUNTING CLUB | APPROX HRS PER MTH: 10-25 HRS | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: CHIEF OFFICER, IN CHARGE OF THE ORGANIZATION. OVERSEE BREEDING OF BEAGLES AND HUNTING PROGRAM. 5) BRYN MAWR HOUND SHOW, NOT INVESTMENT-RELATED, MALVERN, PA, ANNUAL HOUND SHOW, PRESIDENT, START DATE: 1975, APPROX. NUMBER OF HOURS/MONTH:1-2, THE NUMBER OF HOURS DEVOTED TO THE OUTSIDE BUSINESS ACTIVITY DURING SECURITIES TRADING HOURS: 0, DUTIES: RUN MEETINGS, OVERSEE THE MANAGEMENT OF THE SHOW. 4) PHILA. SOCIETY FOR PROMOTING AGRICULTURE | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: COMMITTEE MEMBER | ADDRESS: MEETING AT THE UNION LEAGUE 140 BROAD STREET PHILADELPHIA, PA | START DATE: 1/2/2003 | NATURE OF ACTIVITY: CHARITY/RELIGIOUS/FOUNDATION | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: ATTEND MEETINGS,; SIT ON INVESTMENT COMMITTEE AND REVIEW INVESTMENT PERFORMANCE AND ACT WITH COMMITTEE ON CHANGES LIMITATIONS - CANNOT SOLICITED PENN MUTUAL OR HTK CLIENTS USING :HTK /PENN MUTUAL EMAIL OR STATIONARY CANNOT BE THE REP, CANNOT BE TRUSTEE, ON ANY BROKERAGE ACCOUNT NO SPECIFIC INVESTMENT MAY GIVE IN GENERAL BROAD ADVICE NO CHECKING. 5) BOARD OR COMMITTEE MEMBER OF MULTIPLE ORGANIZATIONS, INCLUDING FRENCH PICKERING CREEKS CONSERVATION TRUST BOARD MEMBER, EAST PIKE LAND TOWNSHIP OPEN SPACE COMMITTEE MEMBER, DEPARTMENT OF CONSERVATION AND NATURAL RESOURCES COMMITTEE MEMBER, LUNDALE FARM, MEMBER OF INVESTMENT COMMITTEE, START DATE 2012 , NOT INVESTMENT RELATED, ADDRESSES , 535 MERLIN RD PHOENIXVILLE PA 19460-2119 BOARD MEMBER/COMMITTEE MEMBER/DIRECTOR, START DATE: VARIES, APPROXIMATE NUMBER OF HOURS/MONTH: LESS THAN 10, APPROXIMATE NUMBER OF HOURS/MONTH DEVOTED TO THESE OBAS DURING SECURITIES TRADING HOURS: LESS THAN 10, DUTIES: ATTEND MEETINGS/FUND RAISING, INVESTMENT COMMITTEE.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
March 16, 2004 - September 17, 2025
HORNOR, TOWNSEND & KENT, LLC
RIA
CRD#: 4031
CONSHOHOCKEN, PA
Past
September 29, 1969 - September 17, 2025
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
CONSHOHOCKEN, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 9/22/1969
Registered Representative ExaminationCurrent Firm
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Mailing Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Phone number
(215) 957-7300
Established
Delaware since 09/09/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
442
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| MULLER, NIKI LEE | PRINCIPAL OPERATIONS OFFICER | 7364066 |
| NAGENGAST, HEATHER JILL | PRESIDENT, MANAGER | 5300554 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory assets under management
| Total Number of Accounts | 31,522 |
| AUM (Assets Under Management) | $ 7,753,847,039 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
