Richard S. Illeck
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Stuart Illeck, who also goes by Richard S Illeck, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1967. Richard had worked at 10 firms and has passed the Series 63, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 12, 2005 - May 21, 2012
VIEWTRADE SECURITIES, INC.
September 9, 2003 - December 21, 2005
VIEWTRADE FINANCIAL
November 25, 2002 - November 10, 2003
VIEWTRADE SECURITIES, INC.
October 25, 1988 - November 27, 2002
FIRST MONTAUK SECURITIES CORP.
October 1, 1987 - November 3, 1988
GRAYSTONE NASH, INC.
October 7, 1986 - October 6, 1987
OUTWATER & WELLS, INC.
July 1, 1985 - October 23, 1986
GREENTREE SECURITIES CORP.
September 2, 1983 - July 16, 1985
KOBRIN SECURITIES, INC.
August 31, 1976 - December 9, 1983
PHILIPS, APPEL & WALDEN, INC.
November 4, 1974 - September 26, 1976
FIRST JERSEY SECURITIES, INC.
June 10, 1967 - December 1, 1974
MAYFLOWER SECURITIES CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 6/16/1967
Registered Representative ExaminationSeries 00
Date: 4/16/1973
General Securities Principal ExaminationCurrent Firm
VIEWTRADE SECURITIES, INC.
CRD#: 46987 / SEC#: , 8-51605
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 18 |
| Arbitration | 1 |
Red Flags
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