George F. Schroeder
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Frederick Schroeder JR, who also goes by Fred Schroeder, Frederick Schroeder, G Frederick Schroeder Jr, G. Frederick Schroeder, Schroeder, was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1995. George had worked at 3 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 12, 2003 - April 27, 2025
SCHROEDER CAPITAL MANAGEMENT, LLC
January 25, 2002 - May 30, 2002
WELLS FARGO SECURITIES, LLC
February 22, 1999 - January 9, 2002
WELLS FARGO SECURITIES, LLC
February 8, 1995 - March 2, 1998
TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SCHROEDER CAPITAL MANAGEMENT, LLC
CRD#: 119936 / SEC#: 801-61030
Contact information
Regulatory assets under management
| Total Number of Accounts | 100 |
| AUM (Assets Under Management) | $ 55,953,243 |
Red Flags
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