Michael J. Cash
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael James Cash JR, who also goes by Michael James Jr Cash, Michael Cash, Mike Cash, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1994. Michael had worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 55, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 31, 2018 - May 10, 2019
ASTOR RIDGE N.A. LLP
March 14, 2006 - June 2, 2011
CREDIT SUISSE SECURITIES (USA) LLC
February 5, 2002 - September 19, 2003
CREDIT SUISSE SECURITIES (USA) LLC
November 4, 1999 - January 29, 2002
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
July 9, 1996 - February 20, 1998
PERSHING LLC
October 19, 1994 - July 18, 1996
SALOMON BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 9/3/2009
Limited Representative-Equity Trader ExamCurrent Firm
ASTOR RIDGE N.A. LLP
CRD#: 282626 / SEC#: , 8-69728
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
