Djuliarto Ng

SMART FINANCIAL GROUP

Pittsburgh, PA 15222

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CRD#: 2546910

Professional summary

Djuliarto Ng, CFP®, ChFC®, CLU® is a registered financial advisor currently at SMART FINANCIAL GROUP, LLC located in Pittsburgh, Pennsylvania.

Djuliarto is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Djuliarto has worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Djuliarto Ng, Sole Proprietor dba Smart Insurance Group; PITTSBURGH, PA; INVESTMENT RELATED; Insurance Agent; SELLING Fixed INSURANCE PRODUCTS APPROXIMATELY 30 HOURS A WEEK & DURING MARKET HOURS; Started 09/2004.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Djuliarto Ng's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

February 18, 2011 - Present

SMART FINANCIAL GROUP, LLC

Office #1: 606 Liberty Ave 3rd Floor, Pittsburgh, PA 15222

RIA

CRD#: 155483

Pittsburgh, PA

Past

September 10, 1999 - September 13, 2004

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Past

May 8, 1999 - September 15, 1999

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Past

October 17, 1994 - May 1, 1997

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

CRD#: 5181

BOSTON, MA

Past

October 17, 1994 - April 28, 1999

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(2/18/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/6/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/17/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 10/14/1994

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SMART FINANCIAL GROUP, LLC

CRD#: 155483 / SEC#:

Pennsylvania

Registered Investment Advisory firm - (2/18/2011 Approved)

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Contact information

Main Address

606 Liberty Ave 3rd Floor, Pittsburgh, PA 15222

Mailing Address

Phone number

(412) 537-9600

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Djuliarto Ng

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Djuliarto Ng's CRS (Customer Relationship Summary).

Certified licenses

Experience

SMART FINANCIAL GROUP, LLC

NEW ENGLAND SECURITIES

NYLIFE SECURITIES LLC

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

SIGNATOR INVESTORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/6/2010

Series 63

Date: 10/17/1994

Series 6

Date: 10/14/1994

Current Firm

SMART FINANCIAL GROUP, LLC

Contact information

Documents

Red Flags

Company Information

SMART FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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