Douglas J. Ikenberry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Douglas John Ikenberry was a registered financial professional .
Douglas is a previously registered financial professional and started their career in finance in 1973. Douglas had worked at 19 firms and has passed the Series 65, Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 8, 2012 - December 9, 2013
PURSUIT WEALTH MANAGEMENT
January 5, 2009 - October 26, 2011
FIRST INDEPENDENT ADVISORY SERVICES, INC.
July 30, 2007 - October 26, 2011
FIRST INDEPENDENT FINANCIAL SERVICES, INC.
November 7, 2005 - November 21, 2011
POST OAK ASSET MANAGEMENT
September 10, 2004 - September 7, 2005
MONEY CONCEPTS CAPITAL CORP
September 8, 2004 - September 7, 2005
MONEY CONCEPTS CAPITAL CORP
May 23, 2002 - April 5, 2004
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
June 2, 2001 - April 5, 2004
NYLIFE DISTRIBUTORS LLC
September 15, 1997 - March 27, 2000
METLIFE INVESTORS SALES COMPANY
March 26, 1997 - December 24, 1997
INDIANAPOLIS SECURITIES, INC.
November 17, 1992 - January 30, 1996
SECURITY DISTRIBUTORS
September 20, 1991 - January 29, 1993
MANULIFE WOOD LOGAN, INC.
July 8, 1987 - September 17, 1992
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
July 8, 1987 - September 17, 1992
SIGNATOR INVESTORS, INC.
November 21, 1985 - March 14, 1987
AMERICAN REAL ESTATE SECURITIES, INC.
September 5, 1985 - November 15, 1985
AMERICAN RESIDENTIAL SECURITIES, INC.
June 24, 1985 - September 4, 1985
AMERICAN REAL ESTATE SECURITIES, INC.
March 9, 1983 - March 1, 1985
WHARTON FINANCIAL CORP.
May 27, 1980 - February 2, 1983
INTEGRATED RESOURCES MARKETING, INC.
April 7, 1977 - June 1, 1980
E. F. HUTTON & COMPANY INC
January 2, 1973 - April 7, 1977
BOETTCHER & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/13/1972
Registered Representative ExaminationCurrent Firm
PURSUIT WEALTH MANAGEMENT
CRD#: 115416 / SEC#: 801-61949
Contact information
Regulatory assets under management
| Total Number of Accounts | 85 |
| AUM (Assets Under Management) | $ 35,499,412 |
Red Flags
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