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MM

Mark G. Meyer

Some features on this profile are disabled
CRD#: 2546798
MM

Professional summary

Mark Griffin Meyer was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Mark is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, Mark had worked at 4 firms, which includes RICHMARK CAPITAL CORPORATION, D.H. HILL SECURITIES LLLP, LEGACY FINANCIAL SERVICES INC., OSAIC WEALTH INC..

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 15, 1999 - March 29, 2000

RICHMARK CAPITAL CORPORATION

BD
CRD#: 43162
IRVING, TX
Past

January 29, 1997 - May 19, 1998

D.H. HILL SECURITIES, LLLP

BD
CRD#: 41528
KINGWOOD, TX
Past

January 24, 1996 - December 31, 1996

LEGACY FINANCIAL SERVICES, INC.

BD
CRD#: 38697
PETALUMA, CA
Past

October 17, 1994 - December 22, 1995

OSAIC WEALTH, INC.

BD
CRD#: 23131
SCOTTSDALE, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 10/28/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6
Date: 10/14/1994
Investment Company Products/Variable Contracts Representative Examination

Current Firm

RC
RICHMARK CAPITAL CORPORATION
RICHMARK CAPITAL CORPORATION

CRD#: 43162 / SEC#: , 8-50150

BD
Cancelled by SEC on 01/31/2007
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Contact information

Main Address
Mailing Address
Phone number
Established
Texas since 01/22/1997
Firm type
Corporation
Fiscal year end
September
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
RMC 1 CAPITAL MARKETS, INC.HOLDING COMPANY
WHITE, DOYLE MARKSECRETARY/TREASURER, DIRECTOR2212634

Disclosures

Regulatory Event8

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RICHMARK CAPITAL CORPORATION

CRD#: 43162

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